# COWEN INVESTMENT ADVISORS, LLC

COWEN INVESTMENT ADVISORS, LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 110806
- Type: SEC-registered investment adviser
- SEC file number: 801-54785
- Location: 599 LEXINGTON AVE., 20TH FLOOR, NEW YORK, NY, 10022
- Phone: 646-562-1010
- Latest filing: 2023-06-22
- Regulatory AUM: $488.6M
- Discretionary AUM: $488.6M
- Clients: 31
- Accounts: 16

## Officers, owners & control persons (23)

| Name | Role | Location |
| --- | --- | --- |
| Ryan David | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER, COWEN INVESTMENT MANAGEMENT LLC | Jenks, OK |
| WHITE ANDREW | CHIEF OPERATIONS OFFICER | — |
| SINGER MICHAEL EVAN | CHIEF EXECUTIVE OFFICER | — |
| ANGELO JOHN MICHAEL | MANAGER AND MANAGING OFFICER | — |
| GORDON MICHAEL LAURENCE | MANAGER AND MANAGING OFFICER | — |
| COHEN PETER ANTHONY | EXECUTIVE OFFICER; MANAGER AND MANAGING OFFICER; MANAGING OFFICER | — |
| STARK MORGAN B | CHIEF EXECUTIVE OFFICER; EXECUTIVE OFFICER; MANAGER AND MANAGING OFFICER (+1 more) | — |
| STRAUSS THOMAS WOLFF | CHAIRMAN; CHAIRMAN, COWEN INVESTMENT MANAGEMENT LLC; CHIEF EXECUTIVE OFFICER (+3 more) | — |
| OGILVIE MARRAN HUMPHREY | CHIEF LEGAL OFFICER; CHIEF LEGAL OFFICER & CHIEF COMPLIANCE OFFICER; CHIEF OPERATION OFFICER / CHIEF COMPLIANCE OFFICER (+1 more) | — |
| CLOUGH PATRICK JOSEPH | CHIEF FINANCIAL OFFICER | — |
| BAUM MARC LEWIS | CHIEF COMPLIANCE OFFICER | — |
| SOLOMON JEFFREY MARC | CHIEF OPERATING OFFICER; EXECUTIVE OFFICER; MANAGER AND MANAGING OFFICER (+1 more) | — |
| BERGER FRED | MANAGING OFFICER | — |
| FIORELLO JOHN | CHIEF COMPLIANCE OFFICER | — |
| LASOTA STEPHEN | CHIEF FINANCIAL OFFICER | — |
| FRAENKEL FRED STEVEN | INTERIM CHIEF EXECUTIVE OFFICER; INTERIM HEAD OF INVESTMENT MANAGEMENT, COWEN INVESTMENT MANAGEMENT LLC | — |
| STROBER ANDREW MARK | CHIEF FINANCIAL OFFICER | — |
| LITTMAN OWEN | GENERAL COUNSEL | — |
| SPIVACK BYRON HOWARD | CHIEF COMPLIANCE OFFICER | — |
| SAYAGO ANDREA JS | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, COWEN INVESTMENT MANAGEMENT LLC | — |
| BENWITT MICHAEL G | CHIEF OPERATING OFFICER AND GENERAL COUNSEL; CHIEF OPERATING OFFICER AND GENERAL COUNSEL, COWEN INVESTMENT MANAGEMENT LLC; GENERAL COUNSEL | — |
| ROSMAN ELIZABETH RACHEL | HEAD OF INVESTMENT MANAGEMENT, COWEN INVESTMENT MANAGEMENT LLC | — |
| Latourelle Ashley Paige | CHIEF COMPLIANCE OFFICER | — |


## Private funds (8)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| RCL LINKEM II LLC | Hedge Fund | — | 109 | $73.8M | $10K |
| RAMIUS MERGER MASTER FUND LTD. | Hedge Fund | — | 35 | $68.7M | $1.0M |
| RCG OVERSEAS, LTD. | Hedge Fund | — | 16 | $56.2M | $1.0M |
| RAMIUS ENTERPRISE LP | Hedge Fund | — | 31 | $49.8M | $1.0M |
| RAMIUS MULTI-STRATEGY FUND LTD. | Hedge Fund | — | 64 | $49.4M | $1.0M |
| RCL LINKEM LLC | Hedge Fund | — | 105 | $13.9M | $10K |
| RAMIUS MULTI-STRATEGY FUND LP | Hedge Fund | — | 113 | $8.4M | $100K |
| RAMIUS ENTERPRISE LTD. | Hedge Fund | — | 10 | $8.2M | $1.0M |


## Fund service providers (2)

- administrator: CITCO FUND SERVICES (CAYMAN ISLANDS) LTD. — 7 funds
- administrator: CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/110806/brochure
- Similar advisers: https://search.stillhousedata.com/firm/110806/similar
- Related entities: https://search.stillhousedata.com/firm/110806/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/110806

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.