# INVESTORS CAPITAL MANAGEMENT INC

INVESTORS CAPITAL MANAGEMENT INC of DARIEN, CT is an SEC-registered investment adviser.

## Registration

- CRD: 110823
- Type: SEC-registered investment adviser
- SEC file number: 801-40164
- Location: 30 OLD KINGS HIGHWAY SOUTH - SUITE 200, DARIEN, CT, 06820
- Phone: 203-656-7235
- Latest filing: 2026-02-24
- Regulatory AUM: $74.1M
- Discretionary AUM: $74.1M
- Clients: 2
- Accounts: 111

## Business model

- Compensation: % of AUM
- Clients served: High net worth, Other

## Officers, owners & control persons (8)

| Name | Role | Location |
| --- | --- | --- |
| KOCK ROBERT MARSHALL | EXECUTIVE VICE PRESIDENT; PRESIDENT; PRESIDENT & CHIEF COMPLIANCE OFFICER | — |
| SMITH PHILIP B | DIRECTOR | — |
| AGNEW JONATHAN DWIGHT | DIRECTOR | — |
| SCHULTIS REGIS WILLIAM | DIRECTOR | — |
| LITTLE MICHAEL JOHN | DIRECTOR | — |
| ALDERMAN RHENUS HOFFARD | CHAIRMAN; DECEASED; PRESIDENT | — |
| WAY PETER F | SHAREHOLDER | — |
| KOCK SHERRY TRANUM | SHAREHOLDER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/110823/brochure
- Similar advisers: https://search.stillhousedata.com/firm/110823/similar
- Related entities: https://search.stillhousedata.com/firm/110823/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/110823

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.