# PRENTISS SMITH & COMPANY, INC.

PRENTISS SMITH & COMPANY, INC. of BRATTLEBORO, VT is an SEC-registered investment adviser.

## Registration

- CRD: 110928
- Type: SEC-registered investment adviser
- SEC file number: 801-17579
- Location: 950 WESTERN AVENUE, BRATTLEBORO, VT, 05301
- Phone: 802-254-2913
- Latest filing: 2026-06-18
- Regulatory AUM: $453.1M
- Discretionary AUM: $447.1M
- Non-discretionary AUM: $5.9M
- Clients: 8
- Accounts: 622

## Business model

- Compensation: % of AUM
- Clients served: High net worth, Pooled vehicles, Corporations

## Officers, owners & control persons (25)

| Name | Role | Location |
| --- | --- | --- |
| Smith Lamont Charles | DIRECTOR/TREASURER/OWNER; PRESIDENT; PRESIDENT/OWNER (+1 more) | DENVER, CO |
| Prentiss Charles Smith | DIRECTOR/TREASURER/OWNER | — |
| Karlie Packard Borst | SECRETARY, VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | — |
| Martha Mcmahon Richardson | DIRECTOR | — |
| Prentiss Richardson Smith | PRESIDENT/DIRECTOR/OWNER | — |
| Elizabeth Richardson Smith | OWNER | — |
| Whitney P Smith | OWNER | — |
| Noah R Smith | OWNER | — |
| Aidan M Smith | OWNER | — |
| Richard Aldis Epstein | TRUSTEE | — |
| Noah R Smith | OWNER | — |
| Aidan M Smith | OWNER | — |
| WALKER GERTRUDE M | SR. VICE PRESIDENT | — |
| BORST KARLIE PACKARD | SECRETARY, VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER; SECRETARY, VICE PRESIDENT AND COMPLIANCE OFFICER; VICE PRESIDENT (+1 more) | — |
| RICHARDSON MARTHA MCMAHON | DIRECTOR | — |
| SMITH PRENTISS RICHARDSON | DIRECTOR; DIRECTOR/OWNER; OWNER (+1 more) | — |
| EPSTEIN RICHARD ALDIS | TRUSTEE | — |
| PORTER THOMAS LEADLY | DIRECTOR | — |
| SANDERSON CONCETTA | DIRECTOR | — |
| CAMPBELL GERTRUDE WALKER | SR. VICE PRESIDENT | — |
| PERRA RICHARD D | SECRETARY | — |
| PACKARD KARLIE | VICE PRESIDENT | — |
| SMITH RAYMOND P | OWNER | — |
| Noah R. Smith | OWNER | — |
| Aidan M. Smith | OWNER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/110928/brochure
- Similar advisers: https://search.stillhousedata.com/firm/110928/similar
- Related entities: https://search.stillhousedata.com/firm/110928/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/110928

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.