# CAPITAL FORMATION GROUP, INC.

CAPITAL FORMATION GROUP, INC. of WELLESLEY, MA is an SEC-registered investment adviser.

## Registration

- CRD: 110958
- Type: SEC-registered investment adviser
- SEC file number: 801-24315
- Location: 62 WALNUT STREET, FLOOR 2, WELLESLEY, MA, 02481
- Phone: 781.237.0123
- Latest filing: 2020-03-30
- Regulatory AUM: $2.0M
- Discretionary AUM: $2.0M
- Clients: 5
- Accounts: 2

## Officers, owners & control persons (19)

| Name | Role | Location |
| --- | --- | --- |
| TROY THOMAS | SHAREHOLDER | FARMINGTON, UT |
| HUGHES JEFFERSON EARL | DIRECTOR | — |
| WILLIAMS JOHN DAVID | FOUNDER & CHIEF EXECUTIVE OFFICER; PRESIDENT | — |
| TOOMEY MICHAEL JOSEPH | RETIRED SHAREHOLDER; TREASURER | — |
| LUCICH ANDREW THOMAS | CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER | — |
| GATEWOOD LEE CONNEL | DIRECTOR | — |
| SULLIVAN KAREN AMY | CHIEF COMPLIANCE OFFICER | — |
| MERRILL DANA NOYES | CHIEF INVESTMENT OFFICER | — |
| TROY THOMAS FRANCIS | COB; SHAREHOLDER | — |
| MORAD JASON SAEED | CHIEF INVESTMENT OFFICER; CIO | — |
| BRODERICK JOHN WILLIAM | SALES MANAGER | — |
| WARREN-POWERS CHERYL FRANCES | CHIEF COMPLIANCE OFFICER | — |
| QUIROGA MARCEL VICTORIA | CHIEF RELATIONSHIP OFFICER; SALES MANAGER | — |
| CARHART STEVEN | HEAD OF INVESTMENTS | — |
| MORAD JASON S | CIO | — |
| WARREN-POWERS CHERYL F | CHIEF COMPLIANCE OFFICER | — |
| BREEN JOANNE DELIA | CHIEF COMPLIANCE OFFICER | — |
| LEE JOHN D | CHIEF COMPLIANCE OFFICER | — |
| DORAN WILLIAM MICHAEL | VICE CHAIRMAN | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/110958/brochure
- Similar advisers: https://search.stillhousedata.com/firm/110958/similar
- Related entities: https://search.stillhousedata.com/firm/110958/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/110958

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.