# FA ASSET MANAGEMENT INC.

FA ASSET MANAGEMENT INC. of ALBANY, NY is an SEC-registered investment adviser.

## Registration

- CRD: 110965
- Type: SEC-registered investment adviser
- SEC file number: 801-39593
- Location: 30 SOUTH PEARL STREET, ALBANY, NY, 12207
- Phone: 518-447-8140
- Latest filing: 2007-03-21
- Regulatory AUM: $54.0M
- Discretionary AUM: $54.0M
- Clients: 1
- Accounts: 4

## Officers, owners & control persons (15)

| Name | Role | Location |
| --- | --- | --- |
| BROWN KEITH ALAN | ASSOCIATE VICE PRESIDENT; VICE PRESIDENT | — |
| GOTTLIEB PETER DAVID | SENIOR PORTFOLIO MANAGER | — |
| HENNES ROBERT TAFT | SECRETARY, EXECUTIVE VICE PRESIDENT; SECRETARY, MANAGING DIRECTOR | — |
| MCKNIGHT C DIANNE | ASSOCIATE VICE PRESIDENT | — |
| JOHNSON HUGH ALBERT | CHAIRMAN, PRESIDENT & DIRECTOR; CHMN & DIR OF FAAM,& CIO, EXEC MANAGING DIR, & DIRECTOR OF FAC., & SVP & DIRECTOR OF FIRST ALBANY COMPANIES, INC. | — |
| MCNAMEE GEORGE COOLEY | CHAIRMAN OF THE BOARD, CO-CEO, DIRECTOR, BOARD OF DIRECTORS NYSE; CHAIRMAN OF THE BOARD, DIRECTOR, BOARD OF DIRECTORS NYSE; CHAIRMAN OF THE BOARD OF FIRST ALBANY CAPITAL INC., DIRECTOR OF FA ASSSET MANAGEMENT (+2 more) | — |
| GOLDBERG ALAN PAUL | CEO OF FIRST ALBANY CAPITAL INC., PRESIDENT, DIRECTOR FA ASSET MANAGEMENT; CEO OF FIRST ALBANY CAPITAL INC., PRESIDENT, DIRECTOR FIRST ALBANY ASSET MANAGEMENT; CEO OF FIRST ALBANY CORP., PRESIDENT, DIRECTOR FIRST ALBANY ASSET MANAGEMENT, NYSE FLOOR MEMBER, ASSOCIATE MEMBER ASE (+2 more) | — |
| TRAVIS CHARLES HAFNER | MANAGING DIRECTOR; MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER | — |
| OBARA MYRANDA JANE | MANAGING DIRECTOR | — |
| CHRISTOPH SUSAN CATHERINE | MANAGING DIRECTOR | — |
| FEINMAN ANDREW HOWARD | MANAGING DIRECTOR | — |
| SABA KIM CARLA | VICE PRESIDENT | — |
| WALKER DONALD ALBERT | ASSOCIATE VICE PRESIDENT | — |
| CURTIS C DIANNE | ASSOCIATE VICE PRESIDENT | — |
| GILLMAN THEODORE JONES | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER OF FIRST ALBANY ASSET MANAGEMENT | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/110965/brochure
- Similar advisers: https://search.stillhousedata.com/firm/110965/similar
- Related entities: https://search.stillhousedata.com/firm/110965/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/110965

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.