# D. SCOTT NEAL, INC.

D. SCOTT NEAL, INC. of LEXINGTON, KY is an SEC-registered investment adviser.

## Registration

- CRD: 110975
- Type: SEC-registered investment adviser
- SEC file number: 801-60070
- Location: 3292 EAGLE VIEW LANE, SUITE 290, LEXINGTON, KY, 40509
- Phone: 859-254-3036
- Latest filing: 2025-04-08
- Regulatory AUM: $352.0M
- Discretionary AUM: $337.8M
- Non-discretionary AUM: $14.3M
- Clients: 10
- Accounts: 1,335

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles

## Officers, owners & control persons (11)

| Name | Role | Location |
| --- | --- | --- |
| David Scott Neal | DIRECTOR / PRESIDENT | — |
| Jerome George Zimmerer | DIRECTOR / VICE PRESIDENT/ CHIEF COMPLIANCE OFFICER | — |
| Rodney Alsup | DIRECTOR | — |
| Richard Laurence Coles | SHAREHOLDER | — |
| Neal Ray Scott | DIRECTOR / PRESIDENT; PRESIDENT | — |
| HAIL LUCAS PARKER | VICE-PRESIDENT | — |
| NEAL DAVID | PRESIDENT | — |
| ZIMMERER JEROME G | COMPLIANCE OFFICER; VICE PRESIDENT/ CHIEF COMPLIANCE OFFICER; VICE PRESIDENT & COMPLIANCE OFFICER | — |
| ZIMMERER JEROME GEORGE | DIRECTOR / VICE PRESIDENT/ CHIEF COMPLIANCE OFFICER; VICE PRESIDENT/ CHIEF COMPLIANCE OFFICER | — |
| ALSUP RODNEY | DIRECTOR | — |
| COLES RICHARD LAURENCE | SHAREHOLDER | — |


## Branch offices (2)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| LOUISVILLE | KY | 1 | (502) 459-7199 |
| LOUISVILLE | KY | 1 | (502) 459-7199 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/110975/brochure
- Similar advisers: https://search.stillhousedata.com/firm/110975/similar
- Related entities: https://search.stillhousedata.com/firm/110975/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/110975

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.