# ABRDN INC.

ABRDN INC. of PHILADELPHIA, PA is an SEC-registered investment adviser.

## Registration

- CRD: 111069
- Type: SEC-registered investment adviser
- SEC file number: 801-49966
- Location: 1900 MARKET STREET, SUITE 200, PHILADELPHIA, PA, 19103
- Phone: 215-405-5700
- Latest filing: 2026-03-26
- Regulatory AUM: $41.5B
- Discretionary AUM: $41.5B
- Non-discretionary AUM: $3.6M
- Clients: 193
- Accounts: 147

## Business model

- Compensation: % of AUM, Fixed, Performance, Other
- Clients served: High net worth, Pooled vehicles, Investment cos

## Officers, owners & control persons (54)

_Showing 25 of 54 people._

| Name | Role | Location |
| --- | --- | --- |
| Rebecca Suzanne Nichols | DIRECTOR | Philadelphia, PA |
| Alan Robin Goodson | DIRECTOR | Philadelphia, PA |
| Jaclyn Marie Matsick | DIRECTOR | Philadelphia, PA |
| James Joseph Oconnor | DIRECTOR AND CHIEF EXECUTIVE OFFICER | — |
| Marika Irma Tooze | DIRECTOR | — |
| Joseph Francis Dietrick | DIRECTOR | — |
| Elizabeth Snowden Frey | CHIEF COMPLIANCE OFFICER | — |
| Joseph Bernard Andolina | DIRECTOR; DIRECTOR AND CHIEF COMPLIANCE OFFICER | — |
| GILBERT MARK JAMES | DIRECTOR, CHAIRMAN; DIRECTOR, PRESIDENT, CHAIRMAN; PRESIDENT AND DIRECTOR | — |
| FONASH RICHARD F | VICE PRESIDENT, HEAD OF ABERDEEN SOLUTIONS - US; VICE PRESIDENT, SENIOR INVESTMENT MANAGER | — |
| GRANT SAMMY J | VICE PRESIDENT, HEAD OF INSTITUTIONAL BUSINESS DEVELOPMENT - NORTH AMERICA | — |
| FERKO BRIAN MICHAEL | CHIEF COMPLIANCE OFFICER, HEAD OF US COMPLIANCE, VICE PRESIDENT; CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | — |
| SWIMAN GARY STEVEN | CHIEF COMPLIANCE OFFICER | — |
| EDWARDS DON MICHAEL | VICE PRESIDENT, HEAD OF BUSINESS SYSTEMS - AMERICAS; VICE PRESIDENT, HEAD OF BUSINESS SYSTEMS - US | — |
| OCONNOR JOHN JOSEPH | CHAIRMAN AND DIRECTOR; DIRECTOR; DIRECTOR AND CHIEF EXECUTIVE OFFICER | — |
| ILOTT STEPHEN RAYMOND | DIRECTOR | — |
| NICHOLS CATHERINE ANN | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT; DIRECTOR; DIRECTOR, VICE PRESIDENT, GLOBAL HEAD OF LEGAL (+7 more) | — |
| CAPEZZUTO JAMES ANDERW | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| LAING ANDREW ARTHUR | DIRECTOR, INTERIM CHIEF EXECUTIVE OFFICER | — |
| MARSHALL GARY ROBERT | CHIEF EXECUTIVE OFFICER, DIRECTOR; DIRECTOR, CHIEF EXECUTIVE OFFICER, HEAD OF THE AMERICAS | — |
| HENDRY BEVERLEY NMN | CHAIRMAN; CHIEF EXECUTIVE OFFICER, CHIEF OPEARTIONS OFFICER, VICE PRESIDENT, TREASURER AND DIRECTOR; CHIEF EXECUTIVE OFFICER, CHIEF OPERATIONS OFFICER, VICE PRESIDENT, TREASURER AND DIRECTOR (+5 more) | — |
| BARTLETT BURTON WILLIAM | CHIEF INVESTMENT OFFICER; DIRECTOR; DIRECTOR, CHIEF EXECUTIVE OFFICER (+1 more) | — |
| SULLIVAN TIMOTHY PATRICK | DIRECTOR; DIRECTOR, VICE PRESIDENT; VICE PRESIDENT | — |
| CAPEZZUTO JAMES ANDREW | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| FABRICIUS RICHARD DITLEV | DIRECTOR OF SALES AND MARKETING, DIRECTOR | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/111069/brochure
- Similar advisers: https://search.stillhousedata.com/firm/111069/similar
- Related entities: https://search.stillhousedata.com/firm/111069/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/111069

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.