# KORNITZER CAPITAL MANAGEMENT, INC.

KORNITZER CAPITAL MANAGEMENT, INC. of MISSION, KS is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 111087
- Type: SEC-registered investment adviser
- SEC file number: 801-34933
- Location: 5420 WEST 61ST PLACE, MISSION, KS, 66205-3084
- Phone: 913-677-7778
- Latest filing: 2026-06-25
- Regulatory AUM: $6.5B
- Discretionary AUM: $6.4B
- Non-discretionary AUM: $126.7M
- Clients: 41
- Accounts: 5,080

## Business model

- Compensation: % of AUM, Fixed
- Clients served: High net worth, Pooled vehicles

## Officers, owners & control persons (20)

| Name | Role | Location |
| --- | --- | --- |
| LAMING THOMAS WHITSED | SENIOR VICE PRESIDENT; SENIOR VICE PRESIDENT, STOCKHOLDER | — |
| KORNITZER JOHN CHARLES | CHAIRMAN, STOCKHOLDER, DIRECTOR; PRESIDENT; PRESIDENT, STOCKHOLDER (+1 more) | — |
| GASAWAY KENT WILLIAM | PORTFOLIO MANAGER, STOCKHOLDER; SENIOR VICE PRESIDENT; SENIOR VICE PRESIDENT, STOCKHOLDER | — |
| LYNCH WILLARD ROWEN | STOCKHOLDER | — |
| MALE ROBERT JAMES | PORTFOLIO MANAGER, STOCKHOLDER; SENIOR VICE PRESIDENT, STOCKHOLDER | — |
| KOSTER BARRY EUGENE | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | — |
| MCELWAIN SUSAN ELAINE | DIRECTOR OF OPERATIONS, STOCKHOLDER; SENIOR VICE PRESIDENT; SENIOR VICE PRESIDENT, STOCKHOLDER | — |
| BRETHOUR CLAY ERIC | CHIEF COMPLIANCE OFFICER | — |
| COATS WILLIAM FRED | CHIEF COMPLIANCE OFFICER | — |
| Neuberger Joseph Carl | PRESIDENT; PRESIDENT, DIRECTOR | — |
| SYMON BROWNE LAURA ANNE | DIRECTOR | — |
| KORNITZER ADAM JOHN | DIRECTOR | — |
| KORNITZER ADAM | DIRECTOR | — |
| William Fred Coats | CHIEF COMPLIANCE OFFICER | — |
| John Charles Kornitzer | CHAIRMAN, STOCKHOLDER, DIRECTOR | — |
| Barry Eugene Koster | CHIEF FINANCIAL OFFICER | — |
| Joseph Carl Neuberger | PRESIDENT, DIRECTOR | — |
| Laura Anne Symon Browne | DIRECTOR | — |
| Adam John Kornitzer | DIRECTOR | — |
| Nicole Marie Kornitzer | DIRECTOR | — |


## Disclosures (1)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2018-05-22 | regulatory | PROCEEDING RELATED TO CERTAIN ALLEGED VIOLATIONS OF SECTION 206(2) AND SECTION 206(4) OF THE INVESTMENT ADVISERS ACT OF 1940 AND RULE 206(4)-7 THEREUNDER. ALLEGATIONS RELATED TO FAILURE TO FOLLOW CLIENT INSTRUCTIONS AND FAILURE TO ADOPT AND IMPLEMENT POLICIES AND PROCEDURES TO PREVENT THE ALLEGED VI… | Final | $2.7M |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/111087/brochure
- Similar advisers: https://search.stillhousedata.com/firm/111087/similar
- Related entities: https://search.stillhousedata.com/firm/111087/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/111087

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.