# VOYA INVESTMENTS, LLC

VOYA INVESTMENTS, LLC of SCOTTSDALE, AZ is an SEC-registered investment adviser.

## Registration

- CRD: 111091
- Type: SEC-registered investment adviser
- SEC file number: 801-48282
- Location: 7337 E. DOUBLETREE RANCH ROAD, SUITE 100, SCOTTSDALE, AZ, 85258-2034
- Phone: 480-477-3000
- Latest filing: 2026-03-31
- Regulatory AUM: $59.5B
- Discretionary AUM: $59.5B
- Clients: 104
- Accounts: 107

## Business model

- Compensation: % of AUM
- Clients served: Charities, Investment cos

## Officers, owners & control persons (78)

_Showing 25 of 78 people._

| Name | Role | Location |
| --- | --- | --- |
| Lee R Frederick | SR. VICE PRESIDENT | Lufkin, TX |
| McInerney W Joseph | DIRECTOR | Stamford, CT |
| Huey Paul Falgout | SECRETARY | — |
| Tiffani Anne Potesta | HEAD OF DISTRIBUTION & SENIOR MANAGING DIRECTOR | — |
| Jonathan Dov Nash | EXECUTIVE VICE PRESIDENT & CHIEF INVESTMENT RISK OFFICER | — |
| Erica Nmn Mckenna | CHIEF COMPLIANCE OFFICER | — |
| Catrina Nmn Willingham | CHIEF FINANCIAL OFFICER | — |
| MCCARTHY JEANNE MARIE | VICE PRESIDENT | — |
| HENNESSY JAMES MICHAEL | PRESIDENT & CEO; PRESIDENT & CEO & DIRECTOR | — |
| VYNER STANLEY DAVID | EXECUTIVE VICE PRESIDENT & CHIEF INVESTMENT RISK OFFICER | — |
| NAKA ROBERT SHIGEO | EXECUTIVE VICE PRESIDENT AND CHIEF OPERATIONS OFFICER; SR. VICE PRESIDENT | — |
| ROLAND MICHAEL JOHN | CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER & MANAGING DIRECTOR; DIRECTOR (+4 more) | — |
| HOMER LYDIA L | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | — |
| FALGOUT HUEY PAUL | SECRETARY; SECRETARY AND SENIOR VICE PRESIDENT | — |
| MATHEWS SHAUN PATRICK | DIRECTOR; EXECUTIVE VICE PRESIDENT, DIRECTOR; PRESIDENT, CEO | — |
| O'DONNELL JOSEPH MICHAEL | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER; SENIOR VICE PRESIDENT, INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | — |
| LISANTI MARY | EXECUTIVE VICE PRESIDENT & CIO | — |
| BERNSTEIN JEFFREY MILTON | SR. VICE PRESIDENT | — |
| JAMISON DENIS PETER | SR. VICE PRESIDENT | — |
| VYNER STANLEY D | EXECUTIVE VICE PRESIDENT & CIO | — |
| CROWL RICHARD RALPH | VICE PRESIDENT & ASST. SECRETARY | — |
| BENSINGER LAUREN DOVE | VICE PRESIDENT | — |
| STACK JOAN ANDREA | SR. VICE PRESIDENT | — |
| WAPNICK ALAN H | SR. VICE PRESIDENT | — |
| SALER RICHARD TODD | SR. VICE PRESIDENT | — |


## Disclosures (3)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2016-04-04 | regulatory | THE SEC SETTLEMENT ORDER CONTAINED THE FOLLOWING FINDINGS, WHICH THE REGISTRANT ("VIL") NEITHER ADMITTED NOR DENIED: (1) THE SECURITIES LENDING PRACTICES OF VIL RELATING TO ITS INSURANCE-DEDICATED FUNDS (THE "FUNDS") INCLUDED CALLING BACK LOANED SECURITIES IN ADVANCE OF THE DIVIDEND RECORD DATE IN O… | Final | $3.6M |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/111091/brochure
- Similar advisers: https://search.stillhousedata.com/firm/111091/similar
- Related entities: https://search.stillhousedata.com/firm/111091/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/111091

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.