# U.S. GLOBAL INVESTORS, INC.

U.S. GLOBAL INVESTORS, INC. of SAN ANTONIO, TX is an SEC-registered investment adviser.

## Registration

- CRD: 111097
- Type: SEC-registered investment adviser
- SEC file number: 801-4868
- Location: 7900 CALLAGHAN ROAD, SAN ANTONIO, TX, 78229
- Phone: 210-308-1234
- Latest filing: 2026-02-19
- Regulatory AUM: $1.3B
- Discretionary AUM: $1.3B
- Clients: 22
- Accounts: 11

## Business model

- Compensation: % of AUM, Performance

## Officers, owners & control persons (26)

_Showing 25 of 26 people._

| Name | Role | Location |
| --- | --- | --- |
| Thomas Francis Lydon | DIRECTOR | — |
| Jerold Howard Rubinstein | DIRECTOR, CHAIRMAN OF THE BOARD | — |
| Frank Edward Holmes | DIRECTOR, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | — |
| Roy David Terracina | DIRECTOR | — |
| Lisa Christine Callicotte | CHIEF FINANCIAL OFFICER | — |
| Monica Blanco | CHIEF COMPLIANCE OFFICER | — |
| PENNER JOSEPH STEPHEN | DIRECTOR | — |
| O'DONNELL JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | — |
| LYDON THOMAS FRANCIS | DIRECTOR | — |
| RUBINSTEIN JEROLD HOWARD | DIRECTOR; DIRECTOR, CHAIRMAN OF THE BOARD | — |
| HOLMES FRANK EDWARD | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER; CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, CHAIRMAN OF THE BOARD; DIRECTOR, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | — |
| RADEMACHER CATHERINE ANN | CHIEF FINANCIAL OFFICER | — |
| MCGEE SUSAN BROCK | PRESIDENT, GENERAL COUNSEL; PRESIDENT, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER | — |
| TERRACINA ROY DAVID | DIRECTOR; VICE CHAIRMAN OF THE BOARD OF DIRECTORS | — |
| NEILL SHANNON FOSTER | CHIEF OPERATING OFFICER | — |
| LOVE JAMES LAWRENCE | CHIEF COMPLIANCE OFFICER | — |
| PETERSON TRACY CLAY | CHIEF ACCOUNTING OFFICER; CHIEF FINANCIAL OFFICER | — |
| MCGEE SUSAN B | PRESIDENT, GENERAL COUNSEL | — |
| BANKS WAVERLY ERIC | VICE PRESIDENT/COMPLIANCE OFFICER | — |
| THOLT RITA ELIZABETH | CHIEF COMPLIANCE OFFICER | — |
| DUNCAN BOBBY DEAN | CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER | — |
| ROSS TAMMY JEAN | COMPLIANCE OFFICER | — |
| SUAREZ ELIAS | VICE PRESIDENT, INSTITUTIONAL SALES | — |
| CALLICOTTE LISA CHRISTINE | CHIEF FINANCIAL OFFICER | — |
| BLANCO MONICA | CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/111097/brochure
- Similar advisers: https://search.stillhousedata.com/firm/111097/similar
- Related entities: https://search.stillhousedata.com/firm/111097/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/111097

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.