# CARLYLE INVESTMENT MANAGEMENT L.L.C.

CARLYLE INVESTMENT MANAGEMENT L.L.C. of WASHINGTON, DC is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 111128
- Type: SEC-registered investment adviser
- SEC file number: 801-52462
- Location: 1001 PENNSYLVANIA AVENUE, N.W., SUITE 220 SOUTH, WASHINGTON, DC, 20004-2505
- Phone: 202-729-5626
- Latest filing: 2026-07-07
- Regulatory AUM: $283.8B
- Discretionary AUM: $200.8B
- Non-discretionary AUM: $83.1B
- Clients: 1,040
- Accounts: 612

## Business model

- Compensation: % of AUM, Fixed, Performance
- Clients served: Pooled vehicles, Investment cos

## Officers, owners & control persons (33)

_Showing 25 of 33 people._

| Name | Role | Location |
| --- | --- | --- |
| Daniel Anthony D'Aniello | CO-FOUNDER - THE CARLYLE GROUP | Washington, DC |
| David Mark Rubenstein | CO-FOUNDER - THE CARLYLE GROUP | Washington, DC |
| Justin Plouffe | CHIEF FINANCIAL OFFICER - THE CARLYLE GROUP | NEW YORK, NY |
| Lee Kewsong | MANAGING DIRECTOR/CHIEF EXECUTIVE OFFICER -  THE CARLYLE GROUP; MANAGING DIRECTOR/CO-CHIEF EXECUTIVE OFFICER -  THE CARLYLE GROUP | New York, NY |
| Catherine Laboure Ziobro | CHIEF COMPLIANCE OFFICER - THE CARLYLE GROUP; MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER - THE CARLYLE GROUP | — |
| William Elias Conway | CO-FOUNDER - THE CARLYLE GROUP | — |
| Jeffrey William Ferguson | GENERAL COUNSEL - THE CARLYLE GROUP; MANAGING DIRECTOR/GENERAL COUNSEL - THE CARLYLE GROUP | — |
| Heather Ann Mitchell | CHIEF RISK OFFICER - THE CARLYLE GROUP; MANAGING DIRECTOR/CHIEF RISK OFFICER - THE CARLYLE GROUP | — |
| Harvey Mitchell Schwartz | CHIEF EXECUTIVE OFFICER - THE CARLYLE GROUP; MANAGING DIRECTOR/CHIEF EXECUTIVE OFFICER - THE CARLYLE GROUP | — |
| Lindsay P Lobue | CHIEF OPERATING OFFICER - THE CARLYLE GROUP; MANAGING DIRECTOR/CHIEF OPERATING OFFICER - THE CARLYLE GROUP | — |
| John Christopher Redett | CO-PRESIDENT AND HEAD OF PRIVATE EQUITY - THE CARLYLE GROUP; MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER - THE CARLYLE GROUP | — |
| MITCHELL JUDY ANN | MANAGING DIRECTOR/CHIEF RISK OFFICER - THE CARLYLE GROUP | — |
| FINN GLENN CHRISTOPHER | MANAGING DIRECTOR/CHIEF OPERATING OFFICER - THE CARLYLE GROUP | — |
| CONWAY WILLIAM ELIAS | CO-FOUNDER/CO-CHIEF INVESTMENT OFFICER - THE CARLYLE GROUP; CO-FOUNDER/INTERIM CHIEF EXECUTIVE OFFICER - THE CARLYLE GROUP; CO-FOUNDER - THE CARLYLE GROUP (+6 more) | — |
| DANIELLO DANIEL ANTHONY | MANAGING DIRECTOR; MANAGING MEMBER | — |
| RUBENSTEIN DAVID MARK | CO-FOUNDER - THE CARLYLE GROUP; CO-FOUNDER - THE CARLYLE GROUP; CONTROL PERSON - CARLYLE INVESTMENT MANAGEMENT L.L.C. & "RELYING ADVISORS"; CO-FOUNDER - THE CARLYLE GROUP; CONTROL PERSON - CARLYLE INVESTMENT MANAGEMENT L.L.C. & RELYING ADVISORS (+4 more) | — |
| HARRIS JOHN FENTON | MANAGING DIRECTOR; MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER | — |
| FERGUSON JEFFREY WILLIAM | LEGAL; MANAGING DIRECTOR/GENERAL COUNSEL - THE CARLYLE GROUP; MANAGING DIRECTOR/LEGAL | — |
| MITTL RALPH FRANCIS | CHIEF COMPLIANCE OFFICER | — |
| NACHTWEY PETER HAMILTON | MANAGING DIRECTOR/CFO | — |
| D'ANIELLO DANIEL ANTHONY | CO-FOUNDER - THE CARLYLE GROUP; CO-FOUNDER - THE CARLYLE GROUP; CONTROL PERSON - CARLYLE INVESTMENT MANAGEMENT L.L.C. & "RELYING ADVISORS"; CO-FOUNDER - THE CARLYLE GROUP; CONTROL PERSON - CARLYLE INVESTMENT MANAGEMENT L.L.C. & RELYING ADVISORS (+2 more) | — |
| ZIOBRO CATHERINE LABOURE | CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER - THE CARLYLE GROUP; MANAGING DIRECTOR - THE CARLYLE GROUP; CHIEF COMPLIANCE OFFICER - CARLYLE INVESTMENT MANAGEMENT L.L.C.& "RELYING ADVISORS" (+1 more) | — |
| YOUNGKIN GLENN ALLEN | MANAGING DIRECTOR/CFO; MANAGING DIRECTOR/CO-CHIEF EXECUTIVE OFFICER - THE CARLYLE GROUP; MANAGING DIRECTOR/COO - THE CARLYLE GROUP (+2 more) | — |
| FRIEDMAN ADENA TESTA | CHIEF FINANCIAL OFFICER; MANAGING DIRECTOR/CFO - THE CARLYLE GROUP | — |
| ROSENBLUM BRUCE EDWARD | MANAGING DIRECTOR/CHIEF RISK OFFICER - THE CARLYLE GROUP | — |


## Disclosures (10)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2025-01-13 | regulatory | IN JANUARY 2025, CARLYLE INVESTMENT MANAGEMENT L.L.C., CARLYLE GLOBAL CREDIT INVESTMENT MANAGEMENT L.L.C., AND ALPINVEST PARTNERS B.V. (TOGETHER, THE "CARLYLE ADVISERS") ENTERED INTO A SETTLEMENT WITH THE SEC AND CONSENTED TO THE ENTRY OF AN ORDER (THE "ORDER") FINDING THAT THE CARLYLE ADVISERS DID… | Final | $5.6M |
| 2018-05-28 | regulatory | THE BANK OF ITALY RAISED THE BELOW TECHNICAL ALLEGATIONS AGAINST CARLYLE REAL ESTATE SGR S.P.A., A NON-U.S. ADVISORY AFFILIATE THAT CURRENTLY MANAGES ONE REAL ASSETS-RELATED FUND VEHICLE: - CERTAIN PROCEDURAL SHORTCOMINGS IN CARRYING OUT THE REVIEW OF CERTAIN BENEFICIAL OWNERS UP CERTAIN INVESTORS'… | Final | $60K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/111128/brochure
- Similar advisers: https://search.stillhousedata.com/firm/111128/similar
- Related entities: https://search.stillhousedata.com/firm/111128/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/111128

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.