# MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.

MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. of CHICAGO, IL is an SEC-registered investment adviser.

## Registration

- CRD: 111135
- Type: SEC-registered investment adviser
- SEC file number: 801-27047
- Location: 353 N. CLARK ST, CHICAGO, IL, 60654
- Phone: 800-621-4421
- Latest filing: 2026-07-07
- Regulatory AUM: $50.4B
- Discretionary AUM: $49.2B
- Non-discretionary AUM: $1.2B
- Clients: 161
- Accounts: 90,291

## Business model

- Compensation: % of AUM, Performance
- Clients served: Individuals, High net worth, Pensions, Charities, Investment cos

## Officers, owners & control persons (57)

_Showing 25 of 57 people._

| Name | Role | Location |
| --- | --- | --- |
| Natalie Brown | DIRECTOR | Chicago, IL |
| James Shields | CHIEF COMPLIANCE OFFICER | Southlake, TX |
| Michael Edward Annin | FIDUCIARY SOLUTIONS DEPARTMENT, PRESIDENT | — |
| Richard Scott Price | DIRECTOR/EXECUTIVE CHAIRMAN; DIRECTOR/EXECUTIVE CHAIRMAN/CEO | — |
| Alasdair Robert James Cripps | REAL ESTATE DIRECT INVESTMENTS DEPARTMENT, CEO AND CO-CHIEF INVESTMENT OFFICER | — |
| Lee Michael Gordon | WEALTH MANAGEMENT DEPARTMENT, CHAIRMAN | — |
| Joseph Patrick Hoffman | CURRENCY MANAGEMENT DEPARTMENT, PRESIDENT | — |
| Mary Jo Moon Hayes | CHIEF COMPLIANCE OFFICER | — |
| Jesse Joseph Keig | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER/DIRECTOR | — |
| Brian David Price | HEAD OF ADVISORY SERVICES | — |
| Natalie Annette Brown | PRESIDENT/CEO | — |
| Jeffrey Michael Levine | DIRECTOR | — |
| Steven Charles Swierczewski | SENIOR MANAGING DIRECTOR, GLOBAL INVESTMENT MANAGEMENT DIVISION | — |
| GROSSMAN KENNETH STEVEN | SENIOR MANAGING DIRECTOR | — |
| CRIPPS ALASDAIR ROBERT JAMES | REAL ESTATE DIRECT INVESTMENTS DEPARTMENT, CEO AND CO-CHIEF INVESTMENT OFFICER; SENIOR MANAGING DIRECTOR | — |
| TOLEDO MARK FRANK | SENIOR MANAGING DIRECTOR | — |
| VORISEK KATHRYN ANN | SENIOR MANAGING DIRECTOR | — |
| JOSEPH DIANA JILL | MANAGING DIRECTOR | — |
| BLACK CHESTER B | DIRECTOR | — |
| GORDON JOSEPH MICHAEL | CEO, WEALTH ADVISORS; CHAIRMAN, WEALTH ADVISORS; SENIOR MANAGING DIRECTOR (+1 more) | — |
| HAHN DONALD DALE | MANAGING DIRECTOR | — |
| TYREE JAMES CRAIG | CHAIRMAN, CEO & DIRECTOR | — |
| BUSSCHER ARNOLD BRADLEY | MANAGING DIRECTOR, SECRETARY; SENIOR MANAGING DIRECTOR, SECRETARY; SENIOR MANAGING DIRECTOR, SECRETARY, CHIEF COMPLIANCE OFFICER | — |
| PASKVAN KRISTIE PAULA | CFO; CFO, DIRECTOR | — |
| PRICE RICHARD SCOTT | CEO/PRESIDENT; CHAIRMAN, CEO, DIRECTOR; DIRECTOR (+4 more) | — |


## Disclosures (8)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2022-07-22 | regulatory | THE SEC ALLEGED THAT THE FIRM VIOLATED SECTIONS 206(2) AND 206(4) OF THE ADVISERS ACT AND RULE 206(4)-7 PROMULGATED THEREUNDER | Final | $170K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/111135/brochure
- Similar advisers: https://search.stillhousedata.com/firm/111135/similar
- Related entities: https://search.stillhousedata.com/firm/111135/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/111135

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.