# ALLWORTH FINANCIAL, L.P.

ALLWORTH FINANCIAL, L.P. of FOLSOM, CA is an SEC-registered investment adviser.

## Registration

- CRD: 111167
- Type: SEC-registered investment adviser
- SEC file number: 801-68255
- Location: 340 PALLADIO PKWY., SUITE 501, FOLSOM, CA, 95630
- Phone: 916-482-2196
- Latest filing: 2026-07-29
- Regulatory AUM: $33.6B
- Discretionary AUM: $33.1B
- Non-discretionary AUM: $489.4M
- Clients: 493
- Accounts: 75,126

## Business model

- Compensation: % of AUM, Fixed, Performance
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Corporations, Investment cos

## Officers, owners & control persons (26)

_Showing 25 of 26 people._

| Name | Role | Location |
| --- | --- | --- |
| Russell Eric | CHIEF FINANCIAL OFFICER | Tacoma, WA |
| Corey C Gamble | CHIEF COMPLIANCE OFFICER | — |
| Peter John Engelken | CHIEF OPERATING OFFICER | — |
| Christopher Michael Oddy | CHIEF FINANCIAL OFFICER | — |
| Andrew Roy Stout | CHIEF INVESTMENT OFFICER | — |
| Barry Yale Greenberg | CHIEF LEGAL OFFICER | — |
| John Bradley Bunch | CHIEF EXECUTIVE OFFICER | — |
| PECK KATRINA LARISA | DIRECTOR OF OPERATIONS | — |
| STOUT ANDREW ROY | CHIEF INVESTMENT OFFICER | — |
| MCCLAIN PATRICK CARL | CHIEF EXECUTIVE OFFICER; CO-CHIEF EXECUTIVE OFFICER; OWNER | — |
| HANSON SCOTT THOMAS | CHIEF FINANCIAL OFFICER; CO-CHIEF EXECUTIVE OFFICER; OWNER | — |
| KLIEWER TRACY MARIE | CHIEF COMPLIANCE OFFICER | — |
| BURNETT STEVEN THOMAS | PRESIDENT; PRESIDENT/DIRECTOR OF SUPERVISION | — |
| FRISE JULIA CAROL | SECRETARY/DIRECTOR OF CORPORATE OPERATIONS; SECRETARY/DIRECTOR OF OPERATIONS | — |
| SCHAUER DAVID WILLIAM | CHIEF INVESTMENT OFFICER | — |
| STREETMAN FREDERICK DANIEL | CHIEF OPERATING OFFICER | — |
| CARLISLE ALAN RICHARD | DIRECTOR OF SUPERVISION | — |
| BUNCH JOHN BRADLEY | CHIEF EXECUTIVE OFFICER | — |
| WATSON-SCHROER REBECCA DOLVA JEAN | CHIEF COMPLIANCE OFFICER | — |
| LEVENE DANIEL ROTH | DIRECTOR OF OPERATIONS | — |
| MCGAW PEGGY A | CHIEF FINANCIAL OFFICER | — |
| GAMBLE COREY C | CHIEF COMPLIANCE OFFICER; DIRECTOR OF SUPERVISION | — |
| ENGELKEN PETER JOHN | CHIEF OPERATING OFFICER | — |
| BIEGLER WILLIAM K | DIRECTOR OF OPERATIONS | — |
| ODDY CHRISTOPHER MICHAEL | CHIEF FINANCIAL OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/111167/brochure
- Similar advisers: https://search.stillhousedata.com/firm/111167/similar
- Related entities: https://search.stillhousedata.com/firm/111167/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/111167

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.