# SOUTH OCEAN MANAGEMENT LTD.

SOUTH OCEAN MANAGEMENT LTD. of WANCHAI is an SEC-registered investment adviser.

## Registration

- CRD: 111180
- Type: SEC-registered investment adviser
- SEC file number: 801-41804
- Location: 15E 15/F, THE PHOENIX BUILDING, 23 LUARD ROAD, WANCHAI
- Phone: 852-2521-0332
- Latest filing: 2026-03-27
- Regulatory AUM: $13.4M
- Discretionary AUM: $11.8M
- Non-discretionary AUM: $1.5M
- Clients: 4
- Accounts: 19

## Business model

- Compensation: % of AUM, Performance
- Clients served: High net worth, Investment cos

## Officers, owners & control persons (26)

_Showing 25 of 26 people._

| Name | Role | Location |
| --- | --- | --- |
| [Steven Leischner](https://search.stillhousedata.com/person/13169) | PRESIDENT | New York, NY |
| [Steven W Leischner](https://search.stillhousedata.com/person/424175) | PRESIDENT | New York, NY |
| [James M Mcconnell](https://search.stillhousedata.com/person/713898) | SHAREHOLDER | — |
| [William Earll Mcconnell](https://search.stillhousedata.com/person/713899) | SHAREHOLDER | — |
| [Polly Mcconnell](https://search.stillhousedata.com/person/713900) | SHAREHOLDER | — |
| [Alexander Mcconnell](https://search.stillhousedata.com/person/713901) | SHAREHOLDER | — |
| [Richard Esterbrook Mcconnell](https://search.stillhousedata.com/person/713902) | PRESIDENT/ CHIEF COMPLIANCE OFFICER | — |
| [Steve Taw](https://search.stillhousedata.com/person/713903) | DIRECTOR OF SOUTH OCEAN MANAGEMENT LTD | — |
| [MCCONNELL DON M](https://search.stillhousedata.com/person/738719) | SHAREHOLDER | — |
| [WIELAND KIM MARIE](https://search.stillhousedata.com/person/748757) | PRESIDENT | — |
| [ALLEN HERBERT III ANTHONY](https://search.stillhousedata.com/person/748758) | SHAREHOLDER | — |
| [MCCONNELL WILLIAM EARLL](https://search.stillhousedata.com/person/759896) | SHAREHOLDER | — |
| [MCCONNELL POLLY](https://search.stillhousedata.com/person/759897) | SHAREHOLDER | — |
| [MCCONNELL ALEXANDER](https://search.stillhousedata.com/person/759898) | SHAREHOLDER | — |
| [MCCONNELL RICHARD ESTERBROOK](https://search.stillhousedata.com/person/759899) | PRESIDENT; PRESIDENT/ CHIEF COMPLIANCE OFFICER; SHAREHOLDER | — |
| [WARING DIANA MATHES](https://search.stillhousedata.com/person/759900) | SHAREHOLDER | — |
| [SAPADIN DANIEL J](https://search.stillhousedata.com/person/759901) | TREASURER | — |
| [GENGER ARIE](https://search.stillhousedata.com/person/759902) | SHAREHOLDER | — |
| [SPENCER SASH ALEXANDER](https://search.stillhousedata.com/person/759903) | PRESIDENT | — |
| [MCCONNELL RICHARD ESTERBROOK JR](https://search.stillhousedata.com/person/790018) | PRESIDENT/ CHIEF COMPLIANCE OFFICER | — |
| [SPENCER SASH A](https://search.stillhousedata.com/person/799506) | PRESIDENT | — |
| [Taw Steve](https://search.stillhousedata.com/person/862953) | DIRECTOR OF SOUTH OCEAN MANAGEMENT LTD | — |
| [James Mcgavock Mcconnell](https://search.stillhousedata.com/person/983832) | SHAREHOLDER | — |
| [Polly Prescott Mcconnell](https://search.stillhousedata.com/person/983834) | SHAREHOLDER | — |
| [Alexander Tueker Mcconnell](https://search.stillhousedata.com/person/983835) | SHAREHOLDER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/111180/brochure
- Similar advisers: https://search.stillhousedata.com/firm/111180/similar
- Related entities: https://search.stillhousedata.com/firm/111180/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/111180

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.