# BLUM SHAPIRO FINANCIAL SERVICES INC

BLUM SHAPIRO FINANCIAL SERVICES INC of WEST HARTFORD, CT is an SEC-registered investment adviser.

## Registration

- CRD: 111185
- Type: SEC-registered investment adviser
- SEC file number: 801-38630
- Location: 29 SOUTH  MAIN STREET, WEST HARTFORD, CT, 06107-2419
- Phone: 860-561-4000
- Latest filing: 2009-03-30
- Regulatory AUM: $65.0M
- Discretionary AUM: $45.0M
- Non-discretionary AUM: $20.0M
- Clients: 1
- Accounts: 95

## Officers, owners & control persons (6)

| Name | Role | Location |
| --- | --- | --- |
| [DAVIS LAWRENCE C](https://search.stillhousedata.com/person/728302) | CHIEF COMPLIANCE OFFICER/DIRECTOR; DIRECTOR | — |
| [KAPLAN FREDERICK J](https://search.stillhousedata.com/person/728303) | CHIEF COMPLIANCE OFFICER/DIRECTOR; DIRECTOR | — |
| [BLUM BERNARD](https://search.stillhousedata.com/person/728304) | TREASURER | — |
| [JOHNSON CARL R](https://search.stillhousedata.com/person/728305) | PRESIDENT | — |
| [NIEDERMEYER PETER J](https://search.stillhousedata.com/person/728306) | SECRETARY | — |
| [ROSENTHAL SAUL B](https://search.stillhousedata.com/person/740150) | PRESIDENT | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/111185/brochure
- Similar advisers: https://search.stillhousedata.com/firm/111185/similar
- Related entities: https://search.stillhousedata.com/firm/111185/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/111185

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.
