# SSGA FUNDS MANAGEMENT, INC.

SSGA FUNDS MANAGEMENT, INC. of BOSTON, MA is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 111242
- Type: SEC-registered investment adviser
- SEC file number: 801-60103
- Location: 1 CONGRESS STREET, BOSTON, MA, 02114
- Phone: 617-786-3000
- Latest filing: 2026-03-31
- Regulatory AUM: $1.4T
- Discretionary AUM: $1.4T
- Clients: 241
- Accounts: 287

## Business model

- Compensation: % of AUM
- Clients served: Pooled vehicles, Pensions, Charities, Investment cos, Other

## Officers, owners & control persons (62)

_Showing 25 of 62 people._

| Name | Role | Location |
| --- | --- | --- |
| Sean O'Malley | CHIEF LEGAL OFFICER | CHICAGO, IL |
| David Urman | CLERK | Portland, OR |
| Ann M Carpenter | CHIEF OPERATING OFFICER | — |
| Timothy Paul Corbett | CHIEF RISK OFFICER; CHIEF RISK OFFICER; DIRECTOR | — |
| David Robbins Ireland | CTA-CHIEF MARKETING OFFICER | — |
| Apeawusu K Amoa | DIRECTOR | — |
| Brian Leonard Harris | CHIEF COMPLIANCE OFFICER | — |
| Steven Thomas Hamm | TREASURER | — |
| Jeanne Marie Laporta | CHAIRWOMAN; DIRECTOR AND PRESIDENT | — |
| James Ferrarelli | DIRECTOR | — |
| Mark F Alberici | DIRECTOR | — |
| John A Tucker | DIRECTOR | — |
| Allison Hathhorn Bonds Mazza | DIRECTOR | — |
| Sean Peter Driscoll | DIRECTOR | — |
| Shweta Narasimhadevara | DIRECTOR | — |
| AMBROSINI PETER A | CHIEF COMPLIANCE OFFICER | — |
| MORALES JUAN CARLOS | TREASURER | — |
| SMITH WILLIAM KEVIN | CTA - CHIEF MARKETING OFFICER | — |
| SHAMES MITCHELL H | DIRECTOR | — |
| DUGGAN MARK J | CHIEF LEGAL OFFICER; CHIEF LEGAL OFFICER (AND DIRECTOR AS OF 12/07) | — |
| KELLY THOMAS P | TREASURER | — |
| ROSS JAMES EDWARD | CHAIRMAN; DIRECTOR; PRESIDENT/DIRECTOR | — |
| LEAHY PETER G | DIRECTOR | — |
| LIPINER STEVEN NMN | CHIEF FINANCIAL OFFICER; DIRECTOR; TREASURER | — |
| FLEITES AGUSTIN | DIRECTOR; PRESIDENT & DIRECTOR | — |


## Disclosures (28)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2024-11-27 | civil | TEXAS ATTORNEY GENERAL KEN PAXTON AND ATTORNEYS GENERAL FROM 12 OTHER STATES (ALABAMA, ARKANSAS, INDIANA, IOWA, KANSAS, MISSOURI, MONTANA, NEBRASKA, LOUISIANA, OKLAHOMA, WEST VIRGINIA AND WYOMING) FILED A COMPLAINT AGAINST STATE STREET CORPORATION, BLACKROCK, INC. AND THE VANGUARD GROUP, INC. (THE "… | Pending | — |
| 2021-05-25 | civil | PARTICIPANTS IN THE STATE STREET SALARY PROGRAM (THE "PLAN") ALLEGE THAT DEFENDANTS STATE STREET CORPORATION, STATE STREET BANK & TRUST COMPANY, AND THE NORTH AMERICA REGIONAL BENEFITS COMMITTEE OF STATE STREET CORPORATION (CURRENTLY KNOWN AS UNITED STATES BENEFITS COMMITTEE OF STATE STREET CORPORAT… | Final | $4.3M |
| 2021-05-13 | criminal | BY ENTERING INTO THE DPA ON MAY 13, 2021, SSC ADMITTED THAT IT WAS RESPONSIBLE UNDER US LAW FOR THE ACTS OF ITS OFFICERS, DIRECTORS, EMPLOYEES, AND AGENTS AS CHARGED IN THE INFORMATION AND THAT THE ALLEGATIONS DESCRIBED IN THE INFORMATION WERE ACCURATE. THE OFFICE AGREED TO DEFER PROSECUTION OF SSC… | Final | — |
| 2017-01-18 | criminal | THE CHARGE RELATED TO SIX EMEA-BASED (EUROPEAN, MIDDLE-EAST AND AFRICA) CLIENTS THAT WERE OVERCHARGED FOR TRANSITION MANAGEMENT SERVICES PROVIDED IN 2010 AND 2011. STATE STREET CORPORATION'S ("STATE STREET") TRANSITION MANAGEMENT BUSINESS FALLS WITHIN ITS PORTFOLIO SOLUTIONS GROUP, WHICH IS, IN TURN… | Final | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/111242/brochure
- Similar advisers: https://search.stillhousedata.com/firm/111242/similar
- Related entities: https://search.stillhousedata.com/firm/111242/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/111242

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.