# LIBERTY FINANCIAL GROUP, INC.

LIBERTY FINANCIAL GROUP, INC. of ELM GROVE, WI is an SEC-registered investment adviser.

## Registration

- CRD: 111272
- Type: SEC-registered investment adviser
- SEC file number: 801-124940
- Location: 13150 WATERTOWN PLANK RD, ELM GROVE, WI, 53122
- Phone: 262-785-1377
- Latest filing: 2026-03-30
- Regulatory AUM: $194.3M
- Discretionary AUM: $192.9M
- Non-discretionary AUM: $1.4M
- Clients: 5
- Accounts: 766

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth

## Officers, owners & control persons (5)

| Name | Role | Location |
| --- | --- | --- |
| Shannon Lesley Nook | PRESIDENT/CCO | — |
| SCHROEDER JUNE ANN | OFFICER; PRESIDENT; VICE PRESIDENT AND SECRETARY | — |
| WARGIN THOMAS MARK | CCO; PRESIDENT; PRESIDENT AND CHIEF COMPLIANCE OFFICER (+2 more) | — |
| SCHOENBORN LAURA SUE | DIRECTOR | — |
| NOOK SHANNON LESLEY | PRESIDENT; PRESIDENT/CCO | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/111272/brochure
- Similar advisers: https://search.stillhousedata.com/firm/111272/similar
- Related entities: https://search.stillhousedata.com/firm/111272/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/111272

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.