# FRANKLIN TEMPLETON INVESTMENT MANAGEMENT LIMITED

FRANKLIN TEMPLETON INVESTMENT MANAGEMENT LIMITED of LONDON is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 111360
- Type: SEC-registered investment adviser
- SEC file number: 801-55170
- Location: CANNON PLACE, 78 CANNON STREET, LONDON, EC4N 6HL
- Phone: 00442070738500
- Latest filing: 2026-06-16
- Regulatory AUM: $40.5B
- Discretionary AUM: $40.5B
- Clients: 122
- Accounts: 148

## Business model

- Compensation: % of AUM, Performance
- Clients served: Pooled vehicles, Investment cos, Other

## Officers, owners & control persons (58)

_Showing 25 of 58 people._

| Name | Role | Location |
| --- | --- | --- |
| Collins Michael | DIRECTOR | Manchester, NH |
| Thomas Clifton Merchant | CHIEF LEGAL OFFICER | — |
| Euan Angus Wilson | DIRECTOR | — |
| Nigel John Anderson | DIRECTOR | — |
| Aaron Kirby | DIRECTOR | — |
| Andrew James Ashton | CHIEF EXECUTIVE AND EXECUTIVE DIRECTOR | — |
| Nathan James Douglas | CHIEF COMPLIANCE OFFICER | London, X0 |
| Fraser Stuart Inglis | EXECUTIVE DIRECTOR | — |
| Gwen Louise Shaneyfelt | DIRECTOR | — |
| ANDERSON THOMAS JOHN | DIRECTOR | — |
| FLANAGAN MARTIN LAWRENCE | DIRECTOR | — |
| WILKINS GARRY JOHN | DIRECTOR | — |
| ROWE BRIAN DAVID | EUROPEAN CHIEF COMPLIANCE OFFICER; EUROPEAN CHIEF COMPLIANCE OFFICER & MONEY LAUNDERING REPORTING OFFICER | — |
| JOHNSON BRENT EUGENE | DIRECTOR | — |
| MERCHANT THOMAS CLIFTON | CHIEF LEGAL OFFICER | — |
| LUSK JOHN MATTHEW | DIRECTOR | — |
| PLAFKER JED ANDREW | DIRECTOR; DIRECTOR AND JOINT CEO | — |
| STEARNS TIMOTHY STEVEN | CHIEF COMPLIANCE OFFICER | — |
| SMART DAVID EYNON | DIRECTOR; DIRECTOR AND JOINT CEO | — |
| MACINTOSH SARA ANNE | CHIEF LEGAL COUNSEL, COMPANY SECRETARY; COMPANY SECRETARY | — |
| WINNER DALE ALLAN | SENIOR VICE PRESIDENT | — |
| HAMMOND JAMES WILLIAM | CHAIRMAN OF THE BOARD AND CEO; DIRECTOR; DIRECTOR AND JOINT CEO | — |
| BRADY PAUL JOHN | DIRECTOR | — |
| MOBIUS JOSEPH BENHARD | CHIEF INVESTMENT OFFICER-EMERGING MARKETS | — |
| MOESCHTER PETER MANFRED | SVP, PM-RESEARCH ANALYST | — |


## Disclosures (7)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2018-08-27 | regulatory | ON AUGUST 27, 2018, THE SEC ISSUED AN ORDER THAT FOUND THAT LEGG MASON HAD VIOLATED SECTION 13(B)(2)(B) OF THE SECURITIES EXCHANGE ACT OF 1934 BY FAILING TO DEVISE AND MAINTAIN A SYSTEM OF APPROPRIATE INTERNAL ACCOUNTING CONTROLS WITH RESPECT TO THE USE OF INTRODUCING BROKERS AND OTHER INTERMEDIARIE… | Final | — |
| 2015-02-18 | regulatory | A SHAREHOLDING POSITION IN A NORWEGIAN ISSUER THAT WAS HELD BY A FUND ADVISED BY FRANKLIN TEMPLETON INVESTMENT MANAGEMENT LTD. ("FTIML") FELL BELOW A REPORTABLE THRESHOLD AND WAS ACCORDINGLY DISCLOSED BY FTIML AS A REPORTABLE EVENT TO THE RELEVANT REGULATED MARKET. FINANSTILSYNET SUBSEQUENTLY NOTIFI… | Final | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/111360/brochure
- Similar advisers: https://search.stillhousedata.com/firm/111360/similar
- Related entities: https://search.stillhousedata.com/firm/111360/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/111360

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.