# SUMNICHT & ASSOCIATES, LLC

SUMNICHT & ASSOCIATES, LLC of APPLETON, WI is an SEC-registered investment adviser.

## Registration

- CRD: 111421
- Type: SEC-registered investment adviser
- SEC file number: 801-60309
- Location: 5485 W GRANDE MARKET DRIVE, SUITE D, APPLETON, WI, 54913
- Phone: 920-731-4455
- Latest filing: 2026-03-27
- Regulatory AUM: $107.9M
- Discretionary AUM: $64.0M
- Non-discretionary AUM: $43.9M
- Clients: 3
- Accounts: 72

## Business model

- Compensation: % of AUM, Hourly, Fixed, Other
- Clients served: Individuals, High net worth, Charities, Other

## Officers, owners & control persons (11)

| Name | Role | Location |
| --- | --- | --- |
| Vernon Coffey Sumnicht | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER; OWNER | Appleton, WI |
| Debra Sumnicht | PASSIVE OWNER | — |
| SUMNICHT VERNON COFFEY | CEO; CEO, CHIEF COMPLIANCE OFFICER; CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER (+3 more) | — |
| MEHROTRA PRATEEK | CHIEF INVESTMENT OFFICER | — |
| WANTA LINDA MARLENE | OPERATIONS DIRECTOR | — |
| HACKNEY DAVID EDWIN | CCO, CFO, COO; CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR, CCO, CFO, COO (+1 more) | — |
| SUMNICHT DEBRA | PASSIVE OWNER | — |
| RIEDL ROBERT LOUIS | DIRECTOR OF WEALTH MANAGEMENT | — |
| SELF CHARLES HENRY | CHIEF INVESTMENT OFFICER | — |
| AUDETTE EVAN ANTHONY | CFO; CHIEF FINANCIAL OFFICER | — |
| WANTA LINDA M | OPERATIONS DIRECTOR | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/111421/brochure
- Similar advisers: https://search.stillhousedata.com/firm/111421/similar
- Related entities: https://search.stillhousedata.com/firm/111421/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/111421

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.