# LEGACY ASSET MANAGEMENT, INC.

LEGACY ASSET MANAGEMENT, INC. of HOUSTON, TX is an SEC-registered investment adviser.

## Registration

- CRD: 111423
- Type: SEC-registered investment adviser
- SEC file number: 801-57208
- Location: 3411 RICHMOND AVE, SUITE 750, HOUSTON, TX, 77046
- Phone: 713-355-7171
- Latest filing: 2024-05-13
- Regulatory AUM: $161.7M
- Discretionary AUM: $141.5M
- Non-discretionary AUM: $20.2M
- Clients: 7
- Accounts: 522

## Officers, owners & control persons (4)

| Name | Role | Location |
| --- | --- | --- |
| WILLIAMS JEFFREY B | TREASURER | — |
| KAPLAN RICHARD E | PARTNER; PRESIDENT | — |
| BIRKOFER JOSEPH RICHARD | PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER; VICE PRESIDENT/SECRETARY; VICE PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER | — |
| NEL JILLIAN CLAIRE | PARTNER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/111423/brochure
- Similar advisers: https://search.stillhousedata.com/firm/111423/similar
- Related entities: https://search.stillhousedata.com/firm/111423/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/111423

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.