# PENNFIELD CAPITAL CORP

PENNFIELD CAPITAL CORP of SOUTH BEND, IN is an SEC-registered investment adviser.

## Registration

- CRD: 111464
- Type: SEC-registered investment adviser
- SEC file number: 801-35601
- Location: 202 SOUTH MICHIGAN STREET - SUITE 325, SOUTH BEND, IN, 46601
- Phone: 574-968-9010
- Latest filing: 2026-03-12
- Regulatory AUM: $68.1M
- Discretionary AUM: $68.1M
- Clients: 2
- Accounts: 154

## Business model

- Compensation: % of AUM, Hourly
- Clients served: High net worth, Pooled vehicles

## Officers, owners & control persons (2)

| Name | Role | Location |
| --- | --- | --- |
| MOCK RICHARD MARSHALL | PRESIDENT; PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| MOCK DEIRDRE NELIGAN | VICE PRESIDENT | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/111464/brochure
- Similar advisers: https://search.stillhousedata.com/firm/111464/similar
- Related entities: https://search.stillhousedata.com/firm/111464/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/111464

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.