# ASPEN MANAGEMENT GROUP LTD

ASPEN MANAGEMENT GROUP LTD of PHOENIX, AZ is an SEC-registered investment adviser.

## Registration

- CRD: 111466
- Type: SEC-registered investment adviser
- SEC file number: 801-53274
- Location: 7740 N. 16TH ST., #385, PHOENIX, AZ, 85020
- Phone: 602-674-1031
- Latest filing: 2007-12-21
- Regulatory AUM: $30.0M
- Non-discretionary AUM: $30.0M
- Clients: 1
- Accounts: 100

## Officers, owners & control persons (5)

| Name | Role | Location |
| --- | --- | --- |
| GALVIN STEPHEN RICHARD | MANAGING MEMBER; MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | — |
| HLAY JOHN BROWN | MANAGING MEMBER; MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | — |
| DUFFIELD FREDERICK HODGES | MANAGING MEMBER | — |
| HEKSCH ROBERT ANDREW | MANAGING MEMBER | — |
| WERBEL LARRY STEVEN | MANAGING MEMBER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/111466/brochure
- Similar advisers: https://search.stillhousedata.com/firm/111466/similar
- Related entities: https://search.stillhousedata.com/firm/111466/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/111466

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.