# PARADIGM ASSET MANAGEMENT

PARADIGM ASSET MANAGEMENT of WHITE PLAINS, NY is an SEC-registered investment adviser.

## Registration

- CRD: 111479
- Type: SEC-registered investment adviser
- SEC file number: 801-49001
- Location: 445 HAMILTON AVENUE, WHITE PLAINS, NY, 10601
- Phone: 212-771-6100
- Latest filing: 2026-03-30
- Regulatory AUM: $441.7M
- Discretionary AUM: $441.7M
- Clients: 5
- Accounts: 10

## Business model

- Compensation: % of AUM, Fixed
- Clients served: Pooled vehicles

## Officers, owners & control persons (13)

| Name | Role | Location |
| --- | --- | --- |
| [James Eric Francis](https://search.stillhousedata.com/person/703102) | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER AND SHAREHOLDER | — |
| [Gregory Pai](https://search.stillhousedata.com/person/703103) | SENIOR MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER AND SHAREHOLDER | — |
| [Jeffrey Edward Marcus](https://search.stillhousedata.com/person/703104) | SENIOR PORTFOLIO MANAGER AND SHAREHOLDER | — |
| [Odalisse Miguelina Sosa](https://search.stillhousedata.com/person/703105) | CHIEF ADMINISTRATIVE OFFICER AND SHAREHOLDER | — |
| [JOHNSON BROCK ALLAN](https://search.stillhousedata.com/person/727794) | CHIEF FINANCIAL OFFICER | — |
| [FRANCIS JAMES ERIC](https://search.stillhousedata.com/person/744488) | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER AND CLASS A SHAREHOLDER; MANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER AND SHAREHOLDER; PRESIDENT AND CHIEF EXECUTIVE OFFICER (+2 more) | — |
| [PAI GREGORY](https://search.stillhousedata.com/person/744489) | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER AND CLASS A SHAREHOLDER; MANAGING DIRECTOR, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER AND SHAREHOLDER (+1 more) | — |
| [DUFFY EUGENE JONES](https://search.stillhousedata.com/person/744490) | EXECUTIVE VICE PRESIDENT; EXECUTIVE VICE PRESIDENT AND CLASS A SHAREHOLDER; SHAREHOLDER | — |
| [MARCUS JEFFREY EDWARD](https://search.stillhousedata.com/person/744491) | SENIOR PORTFOLIO MANAGER; SENIOR PORTFOLIO MANAGER AND CLASS A SHAREHOLDER; SENIOR PORTFOLIO MANAGER AND SHAREHOLDER | — |
| [PAI GREGORY R NMN](https://search.stillhousedata.com/person/783373) | MANAGING DIRECTOR; MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER; SENIOR VICE PRESIDENT | — |
| [PHILIPS THOMAS KANIANTHRA](https://search.stillhousedata.com/person/783374) | CHIEF INVESTMENT OFFICER | — |
| [SOSA ODALISSE M](https://search.stillhousedata.com/person/872247) | CHIEF ADMINISTRATIVE OFFICER AND SHAREHOLDER | — |
| [SOSA ODALISSE MIGUELINA](https://search.stillhousedata.com/person/880175) | CHIEF ADMINISTRATIVE OFFICER AND SHAREHOLDER | — |


## Branch offices (2)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| NEW YORK | NY | 3 | 212-771-6100 |
| NEW YORK | NY | 3 | 212-771-6100 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/111479/brochure
- Similar advisers: https://search.stillhousedata.com/firm/111479/similar
- Related entities: https://search.stillhousedata.com/firm/111479/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/111479

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.