# PIN OAK CAPITAL LTD

PIN OAK CAPITAL LTD of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 111490
- Type: SEC-registered investment adviser
- SEC file number: 801-43642
- Location: 30 WALL STREET, #12-C, NEW YORK, NY, 10005
- Phone: 212-269-6733
- Latest filing: 2004-02-09
- Regulatory AUM: $59.5M
- Discretionary AUM: $58.5M
- Non-discretionary AUM: $960K
- Clients: 1
- Accounts: 29

## Officers, owners & control persons (3)

| Name | Role | Location |
| --- | --- | --- |
| [BOTTOMS DAVID NEWTON](https://search.stillhousedata.com/person/732309) | PRESIDENT; PRESIDENT OF DNB ACQUISITION; VICE PRESIDENT | — |
| [HIGGINS THOMAS JOSEPH](https://search.stillhousedata.com/person/778364) | INTERIM DIRECTOR; PRESIDENT; TREASURE/SECRETARY | — |
| [SUMPTION JAMES DAVID](https://search.stillhousedata.com/person/781902) | DIRECTOR/PRESIDENT | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/111490/brochure
- Similar advisers: https://search.stillhousedata.com/firm/111490/similar
- Related entities: https://search.stillhousedata.com/firm/111490/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/111490

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.