# TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE INVESTMENT MANAGEMENT, LLC of OMAHA, NE is an SEC-registered investment adviser.

## Registration

- CRD: 111514
- Type: SEC-registered investment adviser
- SEC file number: 801-55501
- Location: 200 SOUTH 108TH AVENUE, OMAHA, NE, 68154
- Phone: 800-669-3900
- Latest filing: 2023-03-31
- Regulatory AUM: $15.8B
- Discretionary AUM: $15.8B
- Clients: 20
- Accounts: 101,875

## Officers, owners & control persons (51)

_Showing 25 of 51 people._

| Name | Role | Location |
| --- | --- | --- |
| Bradley Thomas | BOARD OF MANAGERS MEMBER | Manhattan Beach, CA |
| DESILVA PETER JAMES | BOARD OF MANAGERS MEMBER | — |
| MEYER RHONDA LEE | VICE PRESIDENT | — |
| WALSH JEFFREY RICHARD | PRESIDENT | — |
| BOYLE MICHAEL JOHN | BOARD OF MANAGERS MEMBER | — |
| CASEY WILLIAM ROBERT | VICE PRESIDENT | — |
| FEIGELES MICHAEL RUSS | PRESIDENT | — |
| RICKETTS JOHN PETER | PRESIDENT; SECRETARY; SECRETARY & MANAGER | — |
| MACDONALD JOHN RANALD | VICE PRESIDENT AND TREASURER | — |
| FREEMAN MICHAEL CHRISTOPHER | DIRECTOR | — |
| DEWALD TERRANCE SHAWN | CHIEF COMPLIANCE OFFICER | — |
| RICKETTS JOHN JOE | MANAGER | — |
| EHLERS JOHN JAY | DIRECTOR | — |
| PETERSON JON CHARLES | BOARD OF MANAGERS MEMBER; V. PRESIDENT & TREASURER | — |
| OTT GILBERT RUSSELL | SECRETARY | — |
| BELL JOHN FRANCIS | PRESIDENT & COO; V. PRESIDENT & COO | — |
| STIMPFL BRIAN JOHN | VICE PRESIDENT | — |
| VULPIS WILLIAM JAMES | PRESIDENT | — |
| KRAGER GERALD PAUL | CHIEF COMPLIANCE OFFICER | — |
| ARMSTRONG THOMAS CHRISTIAN | BOARD OF MANAGERS MEMBER | — |
| GERBER WILLIAM JOSEPH | BOARD OF MANAGERS MEMBER; DIRECTOR | — |
| GIROUX STEPHANIE HALLIDAY | VICE PRESIDENT | — |
| FINN KEVIN FRANCIS | VICE PRESIDENT | — |
| DAVIDSON FELIX BEARD | VICE PRESIDENT | — |
| SZCZECH LAWRENCE JOHN | PRESIDENT | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/111514/brochure
- Similar advisers: https://search.stillhousedata.com/firm/111514/similar
- Related entities: https://search.stillhousedata.com/firm/111514/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/111514

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.