# ENVESTNET ASSET MANAGEMENT, INC.

ENVESTNET ASSET MANAGEMENT, INC. of BERWYN, PA is an SEC-registered investment adviser.

## Registration

- CRD: 111694
- Type: SEC-registered investment adviser
- SEC file number: 801-57260
- Location: 1000 CHESTERBROOK BOULEVARD , SUITE 250, BERWYN, PA, 19312
- Phone: 312-827-2800
- Latest filing: 2026-06-30
- Regulatory AUM: $614.9B
- Discretionary AUM: $614.9B
- Clients: 532
- Accounts: 2,241,364

## Business model

- Compensation: % of AUM, Fixed, Subscription, Other
- Clients served: High net worth, Pooled vehicles, Pensions, Charities, Corporations, Other

## Officers, owners & control persons (43)

_Showing 25 of 43 people._

| Name | Role | Location |
| --- | --- | --- |
| John Hofmann | CHIEF FINANCIAL OFFICER | Watertown, MA |
| Brandon Rockwell Thomas | CO-CIO | — |
| Shelly S O'Brien | CHIEF LEGAL OFFICER /GENERAL COUNSEL/SECRETARY; CORPORATE SECRETARY | — |
| Dana Marie D'Auria | CO-CIO | — |
| Christopher Russell Todd | CHIEF EXECUTIVE OFFICER | — |
| Kathryn Michele Evans | CHIEF OPERATIONS OFFICER | — |
| Debra Jane Devoe | CHIEF COMPLIANCE OFFICER; SVP/ CHIEF COMPLIANCE OFFICER/ MANAGING DIRECTOR | — |
| Joshua B Warren | CHIEF FINANCIAL OFFICER | — |
| Thomas Michael Sipp | EVP, ENVESTNET BUSINESS LINES | — |
| YANARI THOMAS TOKU | SENIOR VICE PRESIDENT | — |
| SIPP THOMAS MICHAEL | EVP, ENVESTNET BUSINESS LINES | — |
| FOX JAMES LAWRENCE | INTERIM CHIEF EXECUTIVE OFFICER | — |
| DARRIGO PETER H | CHIEF FINANCIAL OFFICER | — |
| FOWLER GORDON BRUCE | SENIOR VICE PRESIDENT | — |
| STEARNS TIMOTHY STEVEN | CHIEF COMPLIANCE OFFICER | — |
| BERGMAN JUDSON TAFT | CHAIRMAN, CEO AND DIRECTOR; CHAIRMAN, PRESIDENT, CEO AND DIRECTOR; SHAREHOLDER | — |
| STARR SHELLY ANN | SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY; VICE PRESIDENT, GENERAL COUNSEL; VICE PRESIDENT, GENERAL COUNSEL, SECRETARY | — |
| THOMAS BRANDON ROCKWELL | CHIEF INVESTMENT OFFICER/MANAGING DIRECTOR; CO-CIO; CO-CIO/MANAGING DIRECTOR (+4 more) | — |
| LUMBERG JAMES WINFIELD | EXECUTIVE VICE PRESIDENT AND MANAGING DIRECTOR; VICE PRESIDENT AND MANAGING DIRECTOR | — |
| CRAGER WILLIAM C | CEO; EXECUTIVE VICE PRESIDENT AND MANAGING DIRECTOR; INTERIM CEO (+1 more) | — |
| ALVIN GEORGE LUIS | CHIEF COMPLIANCE OFFICER; COMPLIANCE OFFICER | — |
| SEIER DALE JOSEPH | CONTROLLER | — |
| RUBINO JR WILLIAM VITO | CHIEF ADMINISTRATIVE OFFICER; CHIEF FINANCIAL OFFICER; CHIEF OPERATING OFFICER | — |
| TENNANT CHARLES FLOYD | CHIEF OPERATING OFFICER | — |
| APKER MICHAEL GLEN | CHIEF OPERATING OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/111694/brochure
- Similar advisers: https://search.stillhousedata.com/firm/111694/similar
- Related entities: https://search.stillhousedata.com/firm/111694/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/111694

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.