# ELLINGTON SMITH, LLC

ELLINGTON SMITH, LLC of CHARLOTTE, NC is an SEC-registered investment adviser.

## Registration

- CRD: 111708
- Type: SEC-registered investment adviser
- SEC file number: 801-58246
- Location: 212 SOUTH TYRON ST., STE 1700, CHARLOTTE, NC, 28281
- Phone: 704-343-2445
- Latest filing: 2005-11-10
- Regulatory AUM: $29.4M
- Discretionary AUM: $29.4M
- Clients: 6
- Accounts: 114

## Officers, owners & control persons (5)

| Name | Role | Location |
| --- | --- | --- |
| SMITH THOMAS GERALD | SENIOR PARTNER | — |
| ELLINGTON DAVID LEE | PRINCIPAL; SENIOR PARTNER | — |
| FOX BRIAN DAVID | PRINCIPAL; PRINCIPAL, CHIEF COMPLIANCE OFFICER | — |
| TASSY CHRISTOPHER ORIN | PRINCIPAL | — |
| CAMPBELL CHAD S | CHIEF OPERATIONS OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/111708/brochure
- Similar advisers: https://search.stillhousedata.com/firm/111708/similar
- Related entities: https://search.stillhousedata.com/firm/111708/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/111708

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.