# HHM ASSOCIATES, LTD.

HHM ASSOCIATES, LTD. of DENVER, CO is an SEC-registered investment adviser.

## Registration

- CRD: 111711
- Type: SEC-registered investment adviser
- SEC file number: 801-30439
- Location: 425 S CHERRY ST, STE 900, DENVER, CO, 80246
- Phone: 303-399-9090
- Latest filing: 2019-03-12
- Regulatory AUM: $258.0M
- Discretionary AUM: $180.0M
- Non-discretionary AUM: $78.0M
- Clients: 4
- Accounts: 860

## Officers, owners & control persons (9)

| Name | Role | Location |
| --- | --- | --- |
| Howard Lee | INVESTMENT ADVISOR | Beijing, F4 |
| Howard R Lee | INVESTMENT ADVISOR | SAN FRANCISCO, CA |
| Howard Hoa Lee | INVESTMENT ADVISOR | — |
| LAMBERT PAUL | PRESIDENT; SECRETARY | — |
| HOWARD JUSTIN SCOTT | INVESTMENT ADVISOR | — |
| HOOVER DAWN RENEE | CHIEF COMPLIANCE OFFICER | — |
| NIVER THOMAS MCCLEERY | PRESIDENT | — |
| SCHICKLING RAYMOND FRANCIS | REGISTERED 401(K) ADVISOR | — |
| SARMIENTO TRACI LYNN | CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/111711/brochure
- Similar advisers: https://search.stillhousedata.com/firm/111711/similar
- Related entities: https://search.stillhousedata.com/firm/111711/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/111711

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.