# THE KOCEN FINANCIAL GROUP, INC.

THE KOCEN FINANCIAL GROUP, INC. of RANCHO MIRAGE, CA is an SEC-registered investment adviser.

## Registration

- CRD: 112129
- Type: SEC-registered investment adviser
- SEC file number: 801-64553
- Location: 35900 BOB HOPE DR., SUITE 202, RANCHO MIRAGE, CA, 92270-1767
- Phone: 760-324-4015
- Latest filing: 2026-03-31
- Regulatory AUM: $185.9M
- Discretionary AUM: $185.9M
- Clients: 5
- Accounts: 773

## Business model

- Compensation: % of AUM, Fixed
- Clients served: Individuals, High net worth, Charities

## Officers, owners & control persons (5)

| Name | Role | Location |
| --- | --- | --- |
| Bryan Stuart Kocen | PRESIDENT; TRUSTEE | — |
| David Tsikman | CHIEF COMPLIANCE OFFICER | — |
| KOCEN BRYAN STUART | PRESIDENT; PRESIDENT/CHIEF COMPLIANCE OFFICER; TRUSTEE | — |
| KOCEN GAIL GORDON | EXECUTIVE VP | — |
| Tsikman David | CHIEF COMPLIANCE OFFICER | — |


## Disclosures (2)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| — | regulatory | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/112129/brochure
- Similar advisers: https://search.stillhousedata.com/firm/112129/similar
- Related entities: https://search.stillhousedata.com/firm/112129/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/112129

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.