# SFX FINANCIAL ADVISORY MANAGEMENT ENTERPRISES INC

SFX FINANCIAL ADVISORY MANAGEMENT ENTERPRISES INC of WASHINGTON, DC is an SEC-registered investment adviser.

## Registration

- CRD: 112130
- Type: SEC-registered investment adviser
- SEC file number: 801-42329
- Location: 5335 WISCONSIN AVE., NW, SUITE 720, WASHINGTON, DC, 20015
- Phone: 202-721-7225
- Latest filing: 2012-09-10
- Regulatory AUM: $45.4M
- Discretionary AUM: $44.8M
- Non-discretionary AUM: $598K
- Clients: 1
- Accounts: 89

## Officers, owners & control persons (22)

| Name | Role | Location |
| --- | --- | --- |
| MITCHELL NINA RAMO | PRESIDENT | — |
| TRAX STEVEN BRENT | VICE PRESIDENT | — |
| BECKER BRIAN | CEO | — |
| MAYS LOWRY | DIRECTOR, CHAIRMAN | — |
| MAYS MARK P | DIRECTOR, EVP | — |
| MAYS RANDALL THOMAS | DIRECTOR, EVP; DIRECTOR, EVP, CFO | — |
| HILL HERBERT W | SVP, CHF ACTG OFCR | — |
| WYKER KENNETH E | SVP, GEN COUNSEL, ASST SEC | — |
| HILL JULIANA F | SVP/FINANCE | — |
| WOLF RICHARD W | VP/CORP COUNSEL | — |
| ROSALES STEPHANIE | VP/CORP TAX | — |
| DAN CHARLES G | VP/REAL ESTATE | — |
| COLEMAN BRIAN | VP/CASH MGMT; VP/TREASURER | — |
| HEAD DALE | EVP, GEN COUNSEL, SEC | — |
| STACEY ED | CFO | — |
| OURAND BRIAN JOHN | PRESIDENT; VICE PRESIDENT | — |
| MASON EUGENE SIMON | CHIEF COMPLIANCE OFFICER | — |
| WILLARD ELIZABETH KATHLEEN | CFO; EVP/CAO/ASSISTANT SECRETARY | — |
| RAPINO MICHAEL | CEO/PRESIDENT | — |
| RIDGEWAY ALAN BRIAN | EVP/CFO/SECRETARY | — |
| MASON SAMUEL ARTHUR | CHIEF COMPLIANCE OFFICER | — |
| OURAND BRIAN | VICE PRESIDENT | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/112130/brochure
- Similar advisers: https://search.stillhousedata.com/firm/112130/similar
- Related entities: https://search.stillhousedata.com/firm/112130/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/112130

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.