# WAVERTON INVESTMENT MANAGEMENT LIMITED

WAVERTON INVESTMENT MANAGEMENT LIMITED of LONDON is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 112200
- Type: SEC-registered investment adviser
- SEC file number: 801-60447
- Location: 16 BABMAES STREET, LONDON, SW1Y 6AH
- Phone: 0044 20 4617 2000
- Latest filing: 2025-07-21
- Regulatory AUM: $17.1B
- Discretionary AUM: $15.7B
- Non-discretionary AUM: $1.4B
- Clients: 184
- Accounts: 4,078

## Business model

- Compensation: % of AUM, Fixed, Commissions, Other
- Clients served: High net worth, Pooled vehicles, Investment cos

## Officers, owners & control persons (39)

_Showing 25 of 39 people._

| Name | Role | Location |
| --- | --- | --- |
| [Allen David David](https://search.stillhousedata.com/person/20105) | CHIEF OPERATING OFFICER | Vancouver, A1 |
| [Murphy Carolan Matthew](https://search.stillhousedata.com/person/36128) | NON-EXECUTIVE DIRECTOR | Menlo Park, CA |
| [David Morgan](https://search.stillhousedata.com/person/61103) | NON-EXECUTIVE DIRECTOR | New York, NY |
| [Michael David Allen](https://search.stillhousedata.com/person/688848) | CHIEF OPERATING OFFICER | — |
| [Sebastian Simon Dovey](https://search.stillhousedata.com/person/688849) | NON-EXECUTIVE DIRECTOR | — |
| [Alexandra Winifred Louise Napier](https://search.stillhousedata.com/person/688850) | NON-EXECUTIVE DIRECTOR | — |
| [Guy Andrew Mcglashan](https://search.stillhousedata.com/person/688851) | CHIEF EXECUTIVE OFFICER | — |
| [Dominic Timothy Edward Crabb](https://search.stillhousedata.com/person/688852) | CHIEF COMPLIANCE OFFICER | — |
| [Stephen Thomas Matthew Murphy](https://search.stillhousedata.com/person/688853) | NON-EXECUTIVE DIRECTOR | — |
| [Ananth Steven Singh Chhoker](https://search.stillhousedata.com/person/688854) | CHIEF FINANCIAL OFFICER | — |
| [Frederick David Stewart Rosier](https://search.stillhousedata.com/person/709787) | CHAIRMAN | — |
| [BALNIEL LORD](https://search.stillhousedata.com/person/744983) | CHIEF EXECUTIVE OFFICER | — |
| [MARSHALL HANNAH ELIZABETH](https://search.stillhousedata.com/person/744984) | CHIEF COMPLIANCE OFFICER | — |
| [STEEL ANDREW J](https://search.stillhousedata.com/person/744985) | CHIEF EXECUTIVE OFFICER; CHIEF OPERATING OFFICER; MR | — |
| [WELCH WILLIAM DAVID](https://search.stillhousedata.com/person/747527) | CHIEF FINANCIAL OFFICER | — |
| [MORGAN OWAIN DAVID](https://search.stillhousedata.com/person/757997) | DIRECTOR; NON-EXECUTIVE DIRECTOR | — |
| [GROOTENHUIS HUGH JOHN](https://search.stillhousedata.com/person/772311) | CHIEF COMPLIANCE OFFICER; CHIEF EXECUTIVE OFFICER | — |
| [FLEMING ANDREW NEIL RITHET](https://search.stillhousedata.com/person/781454) | CHIEF EXECUTIVE OFFICER | — |
| [GROOTENHUIS HUGH J](https://search.stillhousedata.com/person/797887) | CHIEF COMPLIANCE OFFICER; CHIEF EXECUTIVE OFFICER | — |
| [ANDERSON KELLY A](https://search.stillhousedata.com/person/811019) | DIRECTOR | — |
| [SHAH HARISH](https://search.stillhousedata.com/person/811853) | CHIEF COMPLIANCE OFFICER | — |
| [GEDULDT MARC LEE VALMONT](https://search.stillhousedata.com/person/811854) | CHIEF OPERATIONS OFFICER | — |
| [SAVILLE DUNCAN](https://search.stillhousedata.com/person/814405) | OWNER | — |
| [ANDERSON JOHN ALEXANDER](https://search.stillhousedata.com/person/814406) | DIRECTOR | — |
| [PERCY ALGERNON ALAN](https://search.stillhousedata.com/person/814407) | DIRECTOR | — |


## Disclosures (3)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2014-04-15 | regulatory | FREEZING INJUNCTION SERVED ON ONE OF OUR CLIENTS. WAVERTON INVESTMENT MANAGEMENT WAS A NAMED DEFENDANT, WHICH WAS SUBSEQUENTLY REMOVED FROM THE ORDER. | Final | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/112200/brochure
- Similar advisers: https://search.stillhousedata.com/firm/112200/similar
- Related entities: https://search.stillhousedata.com/firm/112200/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/112200

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.