# MORA CAPITAL MANAGEMENT, LLC

MORA CAPITAL MANAGEMENT, LLC of MIAMI, FL is an SEC-registered investment adviser.

## Registration

- CRD: 112221
- Type: SEC-registered investment adviser
- SEC file number: 801-57604
- Location: 1450 BRICKELL AVENUE, SUITE 2900, MIAMI, FL, 33131
- Phone: 305-459-5400
- Latest filing: 2026-06-03
- Regulatory AUM: $1.9B
- Discretionary AUM: $663.2M
- Non-discretionary AUM: $1.2B
- Clients: 49
- Accounts: 684

## Business model

- Compensation: % of AUM, Performance
- Clients served: High net worth, Pooled vehicles, Charities, Investment cos

## Officers, owners & control persons (25)

| Name | Role | Location |
| --- | --- | --- |
| Joaquin Nmn Frances | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER/CCO/AMLCO | — |
| Robert Byron Gaeta | CHIEF COMPLIANCE OFFICER | — |
| Peter Botero | CHIEF COMPLIANCE OFFICER | — |
| SMITH BENJAMIN A | CCO | — |
| GARCON SALVADOR | EXECUTIVE, DIRECT OWNER | — |
| KULISIC ALFREDO A | EXECUTIVE, DIRECT OWNER | — |
| GIL IGNACIO | EXECUTIVE, DIRECT OWNER | — |
| RODRIGUEZFRAILE GONZALO | DIRECTOR, OWNER | — |
| SULLIVAN JOHN STEPHEN | DIRECTOR, OWNER; DIRECTOR, OWNER,CHIEF COMPLIANCE OFFICER; MANAGER | — |
| LLACA FRANCISCO GASTON | CHIEF COMPLIANCE OFFICER; COMPLIANCE OFFICER | — |
| GADALAMARIA JACOBO ANTONIO | CHIEF COMPLIANCE OFFICER | — |
| FONT JOAN QUERA | EXECUTIVE | — |
| MORA LUIS ALVAREZ | EXECUTIVE; EXECUTIVE DIRECT OWNER | — |
| SANTIVANEZ GISELLA M | COMPLIANCE OFFICER | — |
| ZENO JOHN JOSEPH | CHIEF COMPLIANCE OFFICER | — |
| CORTINA ADELA | CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER | — |
| FRANCES JOAQUIN NMN | CHIEF EXECUTIVE OFFICER | — |
| BUTNARU ELI | CHIEF EXECUTIVE OFFICER | — |
| FIGUEROA ANGELIQUE ELIZABETH | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER AND CHIEF OPERATIONS OFFICER | — |
| BOTERO PETER | CHIEF COMPLIANCE OFFICER | — |
| Joan Nmn Mora Magrina | OWNER | — |
| Daniel Nmn Mora Planas | OWNER | — |
| Manela Nmn Aristot Mora | OWNER | — |
| Jorid Nmn Mora Magrina | OWNER | — |
| Jordi Nmn Mora Magrina | OWNER | — |


## Disclosures (12)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2003-03-06 | regulatory | PRS LATAM LLC (F/K/A) BEGAN OPERATIONS IN JUNE OF 2000 AS A FEDERAL COVERED INVESTMENT ADVISOR. PRS LATAM LLC (F/K/A) DID NOT NOTICE FILE WITH THE FLORIDA DEPARTMENT OF FINANCIAL SERVICES, AS REQUIRED BY SECTION 517.1201 FS UNTIL SEPTEMBER 6, 2001. PRS LATAM LLC ATTRIBUTES THIS TO VARIOUS ADMINISTRA… | Final | $5K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/112221/brochure
- Similar advisers: https://search.stillhousedata.com/firm/112221/similar
- Related entities: https://search.stillhousedata.com/firm/112221/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/112221

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.
