# ROYAL BANK OF CANADA INVESTMENT MANAGEMENT(USA) LIMITED

ROYAL BANK OF CANADA INVESTMENT MANAGEMENT(USA) LIMITED of LONDON is an SEC-registered investment adviser.

## Registration

- CRD: 112284
- Type: SEC-registered investment adviser
- SEC file number: 801-55108
- Location: RIVERBANK HOUSE, 2 SWAN LANE, LONDON, EC4R 3BF
- Phone: 44 20 7653 4000
- Latest filing: 2018-01-29
- Regulatory AUM: $352.2M
- Discretionary AUM: $10.8M
- Non-discretionary AUM: $341.4M
- Clients: 18
- Accounts: 37

## Officers, owners & control persons (42)

_Showing 25 of 42 people._

| Name | Role | Location |
| --- | --- | --- |
| Thomas R John | DIRECTOR (NON-EXECUTIVE) | San Diego, CA |
| Thomas John | DIRECTOR (NON-EXECUTIVE) | Sharon, MA |
| FLEMING GREGORY JAMES | FINANCE OFFICER | — |
| JOHNSON CLARK DAVID | DIRECTOR | — |
| CUTTS PHILIP MARTIN | CHIEF EXECUTIVE OFFICER; DIRECTOR | — |
| BURBIDGE JOHN WARWICK | DIRECTOR; DIRECTOR (NON-EXECUTIVE) | — |
| FLANAGAN KEVIN | CHIEF EXECUTIVE OFFICER; DIRECTOR | — |
| CLEAVELY PETER MARK | CHIEF COMPLIANCE OFFICER | — |
| UPSDELL EDWARD WILLIAM | DIRECTOR | — |
| WALFORD THOMAS | DIRECTOR | — |
| BUTTERWORTH ADRIAN | CHIEF COMPLIANCE OFFICER; COMPLIANCE MANAGER | — |
| PATTERSON PAUL | DIRECTOR | — |
| MILLER DAVID RUSSELL | CHIEF EXECUTIVE OFFICER | — |
| EVANS MARK BENEDICT | DIRECTOR | — |
| KEYES MELANIE LORRAINE | CHIEF COMPLIANCE OFFICER, WEALTH MANAGEMENT LONDON; HEAD OF WEALTH MANAGEMENT LONDON COMPLIANCE | — |
| MAETER TRACY LEE | CHIEF EXECUTIVE OFFICER AND DIRECTOR | — |
| EGAN PAULINE FIDELIS MARY | DIRECTOR | — |
| CLATWORTHY MARK ROBERT | DIRECTOR; OPERATIONS OFFICER & DIRECTOR | — |
| HARRIS PAUL DAVID | DIRECTOR | — |
| HECKER PAUL STUART | HEAD OF CENTRAL COMPLIANCE | — |
| LIPPA FRANK NMN | DIRECTOR (NON-EXECUTIVE) | — |
| MOODIE MICHAEL ANDREW | DIRECTOR | — |
| DICK JEFFREY SAMUEL | DIRECTOR | — |
| BUCHANAN ANDREW | DIRECTOR | — |
| PINEL LORAINE GAEL CHRISTISON | DIRECTOR | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/112284/brochure
- Similar advisers: https://search.stillhousedata.com/firm/112284/similar
- Related entities: https://search.stillhousedata.com/firm/112284/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/112284

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.