# JONATHAN ROBERTS ADVISORY GROUP, INC.

JONATHAN ROBERTS ADVISORY GROUP, INC. of TAMPA, FL is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 112294
- Type: SEC-registered investment adviser
- SEC file number: 801-60722
- Location: 4301 ANCHOR PLAZA PARKWAY, SUITE 450, TAMPA, FL, 33634
- Phone: (813) 935-6776
- Latest filing: 2026-03-31
- Regulatory AUM: $8.2B
- Discretionary AUM: $6.7B
- Non-discretionary AUM: $1.5B
- Clients: 550
- Accounts: 31,247

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles, Charities, Other

## Officers, owners & control persons (13)

| Name | Role | Location |
| --- | --- | --- |
| Kurt Walker Lofgren | CHIEF COMPLIANCE OFFICER | — |
| Robert Julian Wood | EXECUTIVE VICE PRESIDENT | — |
| Todd James Pack | CHIEF OPERATIONS OFFICER | — |
| CARLSON JOHN RICHARD | PRESIDENT/OWNER; PRESIDENT/OWNER/CEO/CFO; PRESIDENT/OWNER/CEO/CFO/CCO (+1 more) | — |
| CARLSON JULIANE MARIE | OWNER | — |
| CRAM ROBERT LYNN | CHIEF COMPLIANCE OFFICER | — |
| WOOD ROBERT JULIAN | EXECUTIVE VICE PRESIDENT; OWNER | — |
| LOFGREN KURT WALKER | CHIEF COMPLIANCE OFFICER | — |
| CARON PAUL STEPHEN | CHIEF COMPLIANCE OFFICER | — |
| PACK TODD JAMES | CHIEF OPERATIONS OFFICER; INTERIM CHIEF COMPLIANCE OFFICER | — |
| AYALA GABRIEL TADEO | CHIEF COMPLIANCE OFFICER, COO | — |
| FUENTES MARCO ADAN | CHIEF COMPLIANCE OFFICER | — |
| PENOVICH JESSICA DINAYA | ACTING CHIEF COMPLIANCE OFFICER | — |


## Disclosures (6)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2021-03-01 | regulatory | FINRA ALLEGED THAT THE FIRM DID NOT HAVE A REASONABLY DESIGNED SYSTEM WITH RESPECT TO THE RECOMMENDATION OF ALTERNATIVE MUTUAL FUNDS. | Final | $50K |
| 2018-12-04 | regulatory | JWCA'S MF SHARE CLASS SELECTION RESULTED IN AN UNAFFILIATED B/D, JW COLE FINANCIAL ("JWCF") RECEIVING THREE TYPES OF FEES AS A RESULT OF JWCA'S ADVISORY CLIENTS INVESTMENTS AT TIMES FROM JANUARY 2014 THROUGH MARCH 2021. THE FEES INCLUDED 1) FEES THAT JWCF RECEIVED WHEN JWCA PURCHASED, RECOMMENDED, O… | Final | $850K |


## Branch offices (25)

_Showing 15 of 25 offices._

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| CLEARWATER | FL | 10 | (727) 724-2215 |
| ROCKLEDGE | FL | 10 | 3217354994 |
| EDINA | MN | 9 | 9524919911 |
| GAINESVILLE | FL | 5 | (352) 378-7456 |
| BLOOMINGTON | IN | 5 | 8123343190 |
| HONOLULU | HI | 5 | 8085914801 |
| PONTE VEDRA BEACH | FL | 5 | 9042804015 |
| BETHLEHEM | PA | 5 | 6102955593 |
| WINTER SPRINGS | FL | 4 | 4076227526 |
| STATE COLLEGE | PA | 4 | 8142342500 |
| ST. CHARLES | IL | 4 | 6304441410 |
| CORAL SPRINGS | FL | 4 | 9544647423 |
| ORANGE | CA | 4 | 7145927859 |
| NEWBERRY | FL | 4 | 3522253132 |
| EAST BETHEL | MN | 4 | 7637536614 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/112294/brochure
- Similar advisers: https://search.stillhousedata.com/firm/112294/similar
- Related entities: https://search.stillhousedata.com/firm/112294/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/112294

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.