# MWA FINANCIAL SERVICES, INC.

MWA FINANCIAL SERVICES, INC. of ROCK ISLAND, IL is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 112630
- Type: SEC-registered investment adviser
- SEC file number: 801-107091
- Location: 1701 1ST AVENUE, ROCK ISLAND, IL, 61201
- Phone: 309-558-3100
- Latest filing: 2026-05-01
- Regulatory AUM: $640.0M
- Non-discretionary AUM: $640.0M
- Clients: 721
- Accounts: 3,724

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles, Charities

## Officers, owners & control persons (25)

| Name | Role | Location |
| --- | --- | --- |
| Todd David Swanson | TREASURER | — |
| Jerald James Lyphout | DIRECTOR | — |
| Clint Joseph Pogemiller | PRESIDENT/CHAIRMAN | — |
| Brett Matthew Van | DIRECTOR | — |
| Lester Lee Bohnert | DIRECTOR | — |
| Kellie Marie Rech | CHIEF COMPLIANCE OFFICER | — |
| Dawn M Jensen | CHIEF OPERATIONS OFFICER | — |
| Neil Thomas Eigenbrod | FINOP | — |
| Shea Eugene Doyle | SECRETARY/DIRECTOR | — |
| SWANSON BRUCE DAVID | TREASURER | — |
| VAN KIRK MATTHEW | DIRECTOR | — |
| FRITZ PAMELA SUE | CHIEF COMPLIANCE OFFICER | — |
| MASSEY WILLIAM KENNETH | DIRECTOR | — |
| CALLAS DARCY ANN | DIRECTOR | — |
| TSCHOPP TYLER NICHOLAS | FINOP | — |
| LYPHOUT JERALD JAMES | DIRECTOR; SECRETARY/DIRECTOR | — |
| POGEMILLER CLINT JOSEPH | PRESIDENT/CHAIRMAN | — |
| BOHNERT LESTER LEE | DIRECTOR | — |
| BOWMAN AMBER MARIE | CHIEF COMPLIANCE OFFICER | — |
| JENSEN DAWN M | CHIEF OPERATIONS OFFICER | — |
| SOWARDS JEFFREY NEIL | DIRECTOR | — |
| EIGENBROD NEIL THOMAS | FINOP | — |
| RECH KELLIE MARIE | CHIEF COMPLIANCE OFFICER | — |
| DOYLE SHEA EUGENE | SECRETARY/DIRECTOR | — |
| Charles Edmund Simms | DIRECTOR | — |


## Disclosures (10)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2016-01-27 | regulatory | THE MO SECURITIES DIVISION ALLEGED THAT RR VOLKERDING ENGAGED IN DISHONEST AND UNETHICAL PRACTICES WHEN HE RECOMMENDED THE LIQUIDATION OF THE ACCOUNT TO FUND A MODERN WOODMEN FIXED ANNUITY, ALLEGING THE APPLICATION FOR THE ANNUITY WAS COMPLETED WITHOUT SUFFICIENTLY DETERMINING WHAT THE INVESTOR'S NE… | Final | $10K |
| 2016-01-27 | regulatory | THE MISSOURI SECURITIES DIVISION ALLEGED THAT REGISTERED REPRESENTATIVE KENNETH E. VOLKERDING ENGAGED IN DISHONEST AND UNETHICAL PRACTICES WHEN HE RECOMMENDED THE LIQUIDATION OF THE ACCOUNT TO FUND A MODERN WOODMEN FIXED ANNUITY, ALLEGING THE APPLICATION FOR THE ANNUITY WAS COMPLETED WITHOUT SUFFICI… | Final | $10K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/112630/brochure
- Similar advisers: https://search.stillhousedata.com/firm/112630/similar
- Related entities: https://search.stillhousedata.com/firm/112630/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/112630

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.