# NORTHWATER CAPITAL MANAGEMENT INC.

NORTHWATER CAPITAL MANAGEMENT INC. of TORONTO, ONTARIO is an SEC-registered investment adviser.

## Registration

- CRD: 112747
- Type: SEC-registered investment adviser
- SEC file number: 801-60494
- Location: 161 BAY STREET, SUITE 4000, BROOKFIELD PLACE, TD CANADA TRUST TOWER, TORONTO, ONTARIO, M5J 2S1
- Phone: 416-360-5435
- Latest filing: 2019-11-27
- Regulatory AUM: $5.4M
- Discretionary AUM: $5.4M
- Clients: 8
- Accounts: 2

## Officers, owners & control persons (14)

| Name | Role | Location |
| --- | --- | --- |
| [PATTERSON DAVID GEORGE](https://search.stillhousedata.com/person/741148) | 91% OWNER OF PATTERSON EQUITIES INC.; CHAIR, CHIEF EXECUTIVE OFFICER AND DIRECTOR OF APPLICANT; CHAIR, CHIEF EXECUTIVE OFFICER AND DIRECTOR OF APPLICANT AND 100% OWNER OF PATTERSON EQUITIES INC. (+1 more) | — |
| [WARMBOLD BENITA MARIE](https://search.stillhousedata.com/person/741149) | MANAGING DIRECTOR AND DIRECTOR OF APPLICANT | — |
| [SINCLAIR JAMES DONALD](https://search.stillhousedata.com/person/741150) | VICE PRESIDENT (CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER) OF APPLICANT; VICE PRESIDENT (CHIEF LEGAL OFFICER) OF APPLICANT | — |
| [ROBSON PAUL WALLACE](https://search.stillhousedata.com/person/741151) | MANAGING DIRECTOR AND DIRECTOR OF APPLICANT; PRESIDENT AND DIRECTOR OF APPLICANT; PRESIDENT, CHIEF OPERATING OFFICER AND DIRECTOR OF APPLICANT | — |
| [PATTERSON BERNIECE ANNE](https://search.stillhousedata.com/person/754997) | EXECUTIVE VICE PRESIDENT AND DIRECTOR OF APPLICANT | — |
| [MILLS DANIEL CHARLES](https://search.stillhousedata.com/person/764739) | MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER OF APPLICANT; MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER AND DIRECTOR OF APPLICANT; MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER AND DIRECTOR OF APPLICANT (+3 more) | — |
| [FINCH DAVID STEWART](https://search.stillhousedata.com/person/764740) | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER AND DIRECTOR OF APPLICANT; MANAGING DIRECTOR, CHIEF OPERATING OFFICER AND DIRECTOR OF APPLICANT | — |
| [MAIN GEORGE IAIN PRENTICE](https://search.stillhousedata.com/person/768116) | MANAGING DIRECTOR AND DIRECTOR OF APPLICANT | — |
| [PIURKO JONATHAN PAUL](https://search.stillhousedata.com/person/787178) | MANAGING DIRECTOR AND CHIEF LEGAL OFFICER; VICE PRESIDENT AND CHIEF LEGAL OFFICER | — |
| [RAFOS ROBERT ROLAND](https://search.stillhousedata.com/person/789621) | MANAGING DIRECTOR AND DIRECTOR OF APPLICANT | — |
| [JEDRZEJEWSKA EVA NATALIE](https://search.stillhousedata.com/person/790766) | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | — |
| [SHARIFF SALIM ABDUL](https://search.stillhousedata.com/person/809224) | MANAGING DIRECTOR AND DIRECTOR OF APPLICANT | — |
| [Cassidy Shauna Lynn](https://search.stillhousedata.com/person/838410) | VICE-PRESIDENT AND CHIEF COMPLIANCE OFFICER | — |
| [KOTHARI NILESH](https://search.stillhousedata.com/person/847855) | CHIEF LEGAL OFFICER | — |


## Private funds (2)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| NORTHWATER INTELLECTUAL PROPERTY FUND L.P. 1 | Venture Capital Fund | — | 8 | $4.2M | $5.0M |
| NORTHWATER INTELLECTUAL PROPERTY FUND L.P. 2 | Venture Capital Fund | — | 5 | $1.3M | $5.0M |


## Fund service providers (1)

- administrator: MUFG FUND SERVICES (BERMUDA) LIMITED — 2 funds

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/112747/brochure
- Similar advisers: https://search.stillhousedata.com/firm/112747/similar
- Related entities: https://search.stillhousedata.com/firm/112747/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/112747

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.