# FINANCIAL STRATEGIES, INC.

FINANCIAL STRATEGIES, INC. of BROOKFIELD, WI is an SEC-registered investment adviser.

## Registration

- CRD: 113097
- Type: SEC-registered investment adviser
- SEC file number: 801-125921
- Location: 13555 BISHOPS COURT, SUITE 340, BROOKFIELD, WI, 53005
- Phone: 262-821-1664
- Latest filing: 2026-03-09
- Regulatory AUM: $149.8M
- Discretionary AUM: $149.8M
- Clients: 6
- Accounts: 560

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth

## Officers, owners & control persons (2)

| Name | Role | Location |
| --- | --- | --- |
| James Douglas Cantrell | PRESIDENT / CHIEF COMPLIANCE OFFICER | — |
| CANTRELL JAMES DOUGLAS | PRESIDENT / CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/113097/brochure
- Similar advisers: https://search.stillhousedata.com/firm/113097/similar
- Related entities: https://search.stillhousedata.com/firm/113097/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/113097

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.