# NOMURA FUNDS RESEARCH AND TECHNOLOGIES AMERICA INC.

NOMURA FUNDS RESEARCH AND TECHNOLOGIES AMERICA INC. of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 113324
- Type: SEC-registered investment adviser
- SEC file number: 801-60376
- Location: 2 WORLD FINANCIAL CENTER, BLDG. B, NEW YORK, NY, 10281-1198
- Phone: (212) 667-1414
- Latest filing: 2012-09-14
- Regulatory AUM: $702.1M
- Discretionary AUM: $401.0M
- Non-discretionary AUM: $301.2M
- Clients: 11
- Accounts: 11

## Officers, owners & control persons (31)

_Showing 25 of 31 people._

| Name | Role | Location |
| --- | --- | --- |
| [ZORIC STEVEN](https://search.stillhousedata.com/person/742168) | CHIEF COMPLIANCE OFFICER | — |
| [DUTTON PAUL ANDREW](https://search.stillhousedata.com/person/744357) | CHIEF COMPLIANCE OFFICER; COMPLIANCE OFFICER | — |
| [MIZUNO GOSHIN](https://search.stillhousedata.com/person/744358) | CHIEF FUND ANALYST | — |
| [SCHMUCKLER JOSEPH REDMOND](https://search.stillhousedata.com/person/744359) | BOARD MEMBER | — |
| [TAKAHASHI HIDEYUKI](https://search.stillhousedata.com/person/744360) | BOARD MEMBER | — |
| [FINDLAY DAVID MAIR](https://search.stillhousedata.com/person/744361) | BOARD MEMBER; BOARD MEMBER AND CHIEF LEGAL OFFICER | — |
| [MIKI YOSHIO](https://search.stillhousedata.com/person/744362) | BOARD MEMBER | — |
| [WARD JOHN SCOTT](https://search.stillhousedata.com/person/744363) | CHIEF FINANCIAL AND ADMINISTRATIVE OFFICER; CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER | — |
| [FUKUI YASUAKI](https://search.stillhousedata.com/person/744364) | BOARD MEMBER; CHAIRMAN OF THE BOARD | — |
| [KAWAHARA JUNJI](https://search.stillhousedata.com/person/744365) | PRESIDENT, CHIEF EXECUTIVE OFFICER AND BOARD MEMBER | — |
| [IWASAKI TOSHIHIRO](https://search.stillhousedata.com/person/744366) | BOARD MEMBER | — |
| [KASHIWAGI SHIGESUKE](https://search.stillhousedata.com/person/744367) | BOARD MEMBER | — |
| [KASHIWAGI YASUO](https://search.stillhousedata.com/person/763406) | BOARD MEMBER | — |
| [DANIELE NEIL ANTHONY](https://search.stillhousedata.com/person/764138) | CHIEF COMPLIANCE OFFICER | — |
| [FUJITANI SHIGEKI](https://search.stillhousedata.com/person/766581) | PRESIDENT | — |
| [MATSUBA NAOKI](https://search.stillhousedata.com/person/775806) | BOARD MEMBER | — |
| [BERMAN SETH IRA](https://search.stillhousedata.com/person/789554) | CHIEF FINANCIAL AND ADMINISTRATIVE OFFICER; CHIEF FINANCIAL OFFICER AND CHIEF ADMINISTRATIVE OFFICER | — |
| [SATO SHINICHIRO](https://search.stillhousedata.com/person/789555) | CHIEF OPERATING OFFICER; PRESIDENT AND CHIEF EXECUTIVE OFFICER; PRESIDENT, CHIEF EXECUTIVE OFFICER AND BOARD MEMBER | — |
| [YUGUCHI KEI](https://search.stillhousedata.com/person/789556) | CHIEF STRATEGIST; DIRECTOR AND CHIEF STRATEGIST | — |
| [MINAMIDA HIROKAZU](https://search.stillhousedata.com/person/789557) | BOARD MEMBER | — |
| [SAKAGUCHI YUSAKU](https://search.stillhousedata.com/person/789558) | BOARD MEMBER | — |
| [KUWASHIMA MASASHI](https://search.stillhousedata.com/person/792115) | PRESIDENT AND CHIEF EXECUTIVE OFFICER; PRESIDENT, CHIEF EXECUTIVE OFFICER AND BOARD MEMBER | — |
| [FUJITSU SHIRO](https://search.stillhousedata.com/person/794038) | CHAIRMAN OF THE BOARD | — |
| [CARRINI FREDDIE L](https://search.stillhousedata.com/person/794039) | VICE PRESIDENT, HEAD OF BUSINESS OPERATIONS | — |
| [SHIMIZU MASAHITO](https://search.stillhousedata.com/person/794040) | BOARD MEMBER | — |


## Private funds (1)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| NOMURA GLOBAL REAL ASSET FUND OF FUNDS, L.P. | Hedge Fund | — | 6 | $57.8M | $5.0M |


## Fund service providers (1)

- administrator: INTERNATIONAL FUND SERVICES (N.A.) , L.L.C.

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/113324/brochure
- Similar advisers: https://search.stillhousedata.com/firm/113324/similar
- Related entities: https://search.stillhousedata.com/firm/113324/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/113324

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.