# THOMAS WEISEL ASSET MANAGEMENT LLC

THOMAS WEISEL ASSET MANAGEMENT LLC of SAN FRANCISCO, CA is an SEC-registered investment adviser.

## Registration

- CRD: 113466
- Type: SEC-registered investment adviser
- SEC file number: 801-60537
- Location: ONE MONTGOMERY STREET, SUITE 3700, SAN FRANCISCO, CA, 94104
- Phone: 415-364-2500
- Latest filing: 2012-12-18
- Regulatory AUM: $175.8M
- Discretionary AUM: $175.8M
- Clients: 8
- Accounts: 2

## Officers, owners & control persons (22)

| Name | Role | Location |
| --- | --- | --- |
| [WEST ROBERT KENNEDY](https://search.stillhousedata.com/person/736894) | CHIEF FINANCIAL OFFICER | — |
| [HELFAND HOWARD JACK](https://search.stillhousedata.com/person/736895) | GENERAL COUNSEL | — |
| [RECORD JAMES PAUL](https://search.stillhousedata.com/person/736896) | CHIEF COMPLIANCE OFFICER; COMPLIANCE OFFICER | — |
| [WEISEL THOMAS WILSON](https://search.stillhousedata.com/person/736904) | CHAIRMAN, BOARD OF MANAGERS | — |
| [BAYLOR DAVID ANTHONY](https://search.stillhousedata.com/person/736905) | CHIEF FINANCIAL OFFICER, MEMBER, BOARD OF MANAGERS; CO-DIRECTOR, GENERAL COUNSEL & SECRETARY; DIRECTOR, CHIEF ADMINISTRATOR OFFICER (+2 more) | — |
| [FONG PAMELA IRENE](https://search.stillhousedata.com/person/736915) | CHIEF COMPLIANCE OFFICER | — |
| [SLIVON PAUL CHRISTIAN](https://search.stillhousedata.com/person/736916) | MEMBER, BOARD OF MANAGERS | — |
| [FISHER MARK PHILIP](https://search.stillhousedata.com/person/736919) | CHIEF LEGAL OFFICER | — |
| [KORNGIEBEL KENNETH ANDREW](https://search.stillhousedata.com/person/747977) | MEMBER, BOARD OF MANAGERS | — |
| [STANLEY SHAUGN STEPHEN](https://search.stillhousedata.com/person/764026) | CFO; CHIEF FINANCIAL OFFICER | — |
| [MEVS CHRISTINE](https://search.stillhousedata.com/person/771288) | CHIEF COMPLIANCE OFFICER | — |
| [KAZEMBE RITA STEPHANIE](https://search.stillhousedata.com/person/774741) | CHIEF COMPLIANCE OFFICER | — |
| [MAHON DONALD LEE](https://search.stillhousedata.com/person/790146) | CHIEF COMPLIANCE OFFICER | — |
| [STROUB RYAN JAMES](https://search.stillhousedata.com/person/792198) | CFO; CHIEF FINANCIAL OFFICER | — |
| [NORDQUIST CHRISTOPHER ERIC](https://search.stillhousedata.com/person/793055) | CHIEF OPERATING OFFICER; CHIEF OPERATIONS OFFICER | — |
| [AVELLA MARY ELIZABETH](https://search.stillhousedata.com/person/793056) | CHIEF FINANCIAL OFFICER | — |
| [JACOBS JOEL RAY](https://search.stillhousedata.com/person/802946) | CHIEF EXECUTIVE OFFICER; CO-DIRECTOR | — |
| [TAM SHELLY](https://search.stillhousedata.com/person/810981) | COTROLLER | — |
| [PEREZ CYNTHIA](https://search.stillhousedata.com/person/811745) | CHIEF OPERATING OFFICER | — |
| [BUSHMANN STEPHEN JOHN](https://search.stillhousedata.com/person/811747) | CFO | — |
| [GUARINO PETER ROSERIO](https://search.stillhousedata.com/person/822642) | CHIEF COMPLIANCE OFFICER | — |
| [DERRICK MICHAEL JAMES](https://search.stillhousedata.com/person/835277) | CHIEF FINANCIAL OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/113466/brochure
- Similar advisers: https://search.stillhousedata.com/firm/113466/similar
- Related entities: https://search.stillhousedata.com/firm/113466/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/113466

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.
