# SWAN & HERRING, LLC

SWAN & HERRING, LLC of LAGUNA NIGUEL, CA is an SEC-registered investment adviser.

## Registration

- CRD: 113540
- Type: SEC-registered investment adviser
- SEC file number: 801-60439
- Location: 30011 IVY GLENN DRIVE, SUITE 200, LAGUNA NIGUEL, CA, 92677-5017
- Phone: 949-495-8870
- Latest filing: 2005-04-01
- Regulatory AUM: $67.2M
- Discretionary AUM: $67.2M
- Clients: 1
- Accounts: 4

## Officers, owners & control persons (2)

| Name | Role | Location |
| --- | --- | --- |
| SWAN MICHAEL EDWARD | MANAGING PARTNER; MANAGING PARTNER/CCO | — |
| HERRING HOWARD NOEL | MANAGING PARTNER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/113540/brochure
- Similar advisers: https://search.stillhousedata.com/firm/113540/similar
- Related entities: https://search.stillhousedata.com/firm/113540/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/113540

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.