# ASSET ALLIANCE ADVISORS INC.

ASSET ALLIANCE ADVISORS INC. of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 113598
- Type: SEC-registered investment adviser
- SEC file number: 801-60349
- Location: 800 THIRD AVENUE, 22ND FL., NEW YORK, NY, 10022
- Phone: 212-207-8786
- Latest filing: 2015-12-04
- Regulatory AUM: $26.8M
- Discretionary AUM: $26.8M
- Clients: 10
- Accounts: 25

## Officers, owners & control persons (17)

| Name | Role | Location |
| --- | --- | --- |
| KONITS DAVID MATTHEW | CCO & GSP | — |
| MINTZ ARNOLD LAWRANCE | CHIEF COMPLIANCE OFFICER; EVP AND SECRETARY; EVP, SECRETARY AND DIRECTOR | — |
| LIPNICK BRUCE HOWARD | CEO AND DIRECTOR; CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER & CCO (+2 more) | — |
| BONDI STEPHEN GERARD | EVP & CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER; SVP AND CFO; SVP, CFO & CHIEF COMPLIANCE OFFICER (+2 more) | — |
| JING XIAO-HONG | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | — |
| RICK SAMANTHA | CHIEF COMPLIANCE OFFICER | — |
| STRAUCH MARK PAUL | DIRECTOR | — |
| LONG DAVID RICHARD | DIRECTOR | — |
| MOSES JEFFREY MARK | SVP AND ASS'T SECRETARY; SVP AND DIR. OF INVESTMENT RESEARCH | — |
| MINTZ ARNOLD LAWRENCE | EVP, SECRETARY AND DIRECTOR; PRESIDENT, SECRETARY AND CHIEF COMPLIANCE OFFICER; PRESIDENT, SECRETARY AND DIRECTOR | — |
| GORIN NATHAN CHARLES | CFO; CHIEF FINANCIAL OFFICER | — |
| DEGEN BENNETT CRAIG | VICE PRESIDENT AND DIRECTOR OF RISK MANAGEMENT | — |
| AZLEN MICHAEL WILLIAM | MANAGING DIRECTOR | — |
| DALRYMPLE NATHALIE ANN | CHIEF FINANCIAL OFFICER | — |
| WU XIN | EXECUTIVE VICE PRESIDENT | — |
| CILIBERTI ANTHONY ROBERT | CHIEF COMPLIANCE OFFICER; GSP | — |
| POLANSKY STUART RICHARD | CHIEF FINANCIAL OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/113598/brochure
- Similar advisers: https://search.stillhousedata.com/firm/113598/similar
- Related entities: https://search.stillhousedata.com/firm/113598/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/113598

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.