# CARRET AND COMPANY, LLC.

CARRET AND COMPANY, LLC. of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 113626
- Type: SEC-registered investment adviser
- SEC file number: 801-57821
- Location: 40 EAST 52ND ST, 19TH FLOOR, NEW YORK, NY, 10022
- Phone: 212-593-3800
- Latest filing: 2004-04-20
- Regulatory AUM: $967.4M
- Discretionary AUM: $910.4M
- Non-discretionary AUM: $57.0M
- Clients: 51
- Accounts: 827

## Officers, owners & control persons (11)

| Name | Role | Location |
| --- | --- | --- |
| VEGA MARCO ANTONIO | COMPLIANCE OFFICER | — |
| SEARING ROBERT FRANCIS | CHIEF FINANCIAL OFFICER; CHIEF OPER. OFFICER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER; E.V.P./CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | — |
| REISNER WAYNE S | MEMBER | — |
| KERR ELMORE COE | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER; DIRECTOR, PRESIDENT,(NON-EXECUTIVE); E.V.P/PRESIDENT OF PERSONAL & CHARITABLE INVESTING (+2 more) | — |
| RIKOON ROBERT | DIRECTOR; MEMBER; OWNER OF RIKOON INVESTMENT ADVISERS | — |
| WOZNY JOSEPH EDWARD | DIRECTOR,CHAIRMAN; E.V.P./CHAIRMAN OF THE TAFT HARLEY GROUP | — |
| ZIRKLE WILLIAM DENMAN | CHAIRMAN/CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER | — |
| KOLODNER MICHAEL LEE | DIRECTOR, TREASURER, SECRETARY | — |
| CHASE HOWARD E | DIRECTOR, MANAGING MEMBER DESIGNATE; DIRECTOR, MANAGING MEMBER DESIGNATE, (CEO) | — |
| WEBBER WILLIAM HOBAN | DIRECTOR | — |
| WAGES ROBERT | DIRECTOR, MANAGING MEMBER DESIGNATE, (CEO) | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/113626/brochure
- Similar advisers: https://search.stillhousedata.com/firm/113626/similar
- Related entities: https://search.stillhousedata.com/firm/113626/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/113626

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.