# DELTA ASSET MANAGEMENT, LLC

DELTA ASSET MANAGEMENT, LLC of MEMPHIS, TN is an SEC-registered investment adviser.

## Registration

- CRD: 113688
- Type: SEC-registered investment adviser
- SEC file number: 801-60492
- Location: 700 COLONIAL RD, SUITE 220, MEMPHIS, TN, 38117
- Phone: 901-767-4791
- Latest filing: 2026-07-22
- Regulatory AUM: $1.5B
- Discretionary AUM: $1.5B
- Clients: 10
- Accounts: 1,130

## Business model

- Compensation: % of AUM
- Clients served: Individuals, High net worth, Pooled vehicles

## Officers, owners & control persons (30)

_Showing 25 of 30 people._

| Name | Role | Location |
| --- | --- | --- |
| David Charles Smith | MANAGING DIRECTOR | Los Angeles, CA |
| Smith Lamont Charles | MANAGING DIRECTOR; SHAREHOLDER | DENVER, CO |
| Lee Haskell | MANAGING MEMBER | New York, NY |
| John Thomas Boyle | PRINCIPAL | — |
| Daniel Jeremy Berg | EXECUTIVE DIRECTOR OF FINANCE | — |
| Myron Merriell Mall | MANAGING DIRECTOR | — |
| Dana Cole Maury | CHIEF COMPLIANCE OFFICER | — |
| GORMLEY STEPHEN KEVIN | BOARD OF MANAGERS; MANAGER; MANAGING MEMBER | — |
| MCMAKEN BRUCE ROBERT | BOARD OF MANAGERS | — |
| BALL GEORGE LESTER | BOARD OF MANAGERS | — |
| HENRY MICHAEL KEITH | CHIEF COMPLIANCE OFFICER | — |
| EDELMAN FREDRIC MARK | SHAREHOLDER; SOLE SHAREHOLDER | — |
| MOORE EDWARD PHILIP | BOARD OF MANAGERS | — |
| CORNE ROBERT JEFFERY | VICE PRESIDENT AND SECRETARY | — |
| MALL MYRON MERRIELL | MANAGING DIRECTOR; PRESIDENT, CHIEF MANAGER; SHAREHOLDER | — |
| CONAWAY ALEXANDER GORDON | EXECUTIVE VP,  CHIEF COMPLIANCE OFFICER; EXECUTIVE VP, COMPLIANCE OFFICER; MANAGING DIRECTOR (+3 more) | — |
| TAYLOR EDWARD TENNENT | MANAGING DIRECTOR; MEMBER; SENIOR VICE PRESIDENT (+1 more) | — |
| BOYLE HUGH THOMAS | EXECUTIVE DIRECTOR, OPERATIONS; PRINCIPAL | — |
| MALL MYRON | ELECTED MGR; PRESIDENT; SHAREHOLDER | — |
| CONAWAY ALEXANDER | EXECUTIVE VICE PRESIDENT; MEMBER; SHAREHOLDER | — |
| RODRIGUEZ CHARLES JOSEPH | BOARD OF MANAGERS | — |
| DEEM HOLLY DAY | BOARD OF MANAGERS | — |
| THETFORD MICHELLE MARIE | PRINCIPAL | — |
| PAGLIUCO ROBERT STEVEN | EVP AND TREASURER | — |
| CHRISMAN CANDICE HARBISON | CHIEF COMPLIANCE OFFICER | — |


## Disclosures (33)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| — | regulatory | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/113688/brochure
- Similar advisers: https://search.stillhousedata.com/firm/113688/similar
- Related entities: https://search.stillhousedata.com/firm/113688/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/113688

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.