# ALLEGIANCE FINANCIAL GROUP, INC.

ALLEGIANCE FINANCIAL GROUP, INC. of SOUTH PORTLAND, ME is an SEC-registered investment adviser.

## Registration

- CRD: 113826
- Type: SEC-registered investment adviser
- SEC file number: 801-122718
- Location: 50 DONALD B. DEAN DRIVE, SUITE ONE, SOUTH PORTLAND, ME, 04106
- Phone: 207-879-2352
- Latest filing: 2026-03-26
- Regulatory AUM: $180.6M
- Discretionary AUM: $174.5M
- Non-discretionary AUM: $6.1M
- Clients: 10
- Accounts: 433

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Other

## Officers, owners & control persons (4)

| Name | Role | Location |
| --- | --- | --- |
| Richard Caleb Patrick | MANAGING DIRECTOR | Jackson, MS |
| Neal Patrick Richard | MANAGING DIRECTOR | — |
| Randall Jon Richard | PRESIDENT & CHIEF COMPLIANCE OFFICER | — |
| RICHARD RANDALL JON | PRESIDENT & CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/113826/brochure
- Similar advisers: https://search.stillhousedata.com/firm/113826/similar
- Related entities: https://search.stillhousedata.com/firm/113826/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/113826

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.