# STOCK MANAGEMENT LLC

STOCK MANAGEMENT LLC is an SEC-registered investment adviser.

## Registration

- CRD: 113902
- Type: SEC-registered investment adviser
- SEC file number: 801-130015
- Phone: 253-535-5530
- Latest filing: 2026-03-19
- Regulatory AUM: $141.8M
- Discretionary AUM: $141.8M
- Clients: 2
- Accounts: 446

## Business model

- Compensation: % of AUM
- Clients served: High net worth, Pooled vehicles

## Officers, owners & control persons (8)

| Name | Role | Location |
| --- | --- | --- |
| Benny Joe Heeb | PRESIDENT VICE CHIEF COMPLIANCE OFFICER, OWNER, MANAGING MEMBER | — |
| Susan Michelle Williams | VICE PRESIDENT, CO-OWNER, MANAGING MEMBER | — |
| HEEB BEN | PRESIDENT CHIEF COMPLIANCE OFFICER; PRESIDENT CHIEF COMPLIANCE OFFICER, OWNER, MANAGING MEMBER | — |
| HEEB CAROL R | CO-OWNER; CO-OWNER, MEMBER | — |
| WILLIAMS SUSAN M | VICE PRESIDENT; VICE PRESIDENT, CO-OWNER, MANAGING MEMBER | — |
| HEEB BENNY JOE | PRESIDENT CHIEF COMPLIANCE OFFICER, OWNER, MANAGING MEMBER; PRESIDENT VICE CHIEF COMPLIANCE OFFICER, OWNER, MANAGING MEMBER | — |
| HEEB CAROL RENEE | CO-OWNER, MEMBER | — |
| WILLIAMS SUSAN MICHELLE | VICE PRESIDENT, CO-OWNER, MANAGING MEMBER | — |


## Disclosures (4)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2022-01-11 | regulatory | SUSAN M WILLIAMS VIOLATED WAC-460-24A-220(26) BY ACCESSING A CLIENT'S ACCOUNT USING THAT CLIENT'S OWN UNIQUE IDENTIFYING INFORMATION. NO CLIENT COMPLAINTS AND NO EVIDENCE OF CLIENT LOSS. THE PASSWORDS WERE USED WITH CLIENT AUTHORIZATION. HOWEVER, THIS PRACTICE IS UNLAWFUL AND DEEMED AS DISHONEST OR… | Final | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/113902/brochure
- Similar advisers: https://search.stillhousedata.com/firm/113902/similar
- Related entities: https://search.stillhousedata.com/firm/113902/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/113902

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.