# BABCOCK & BROWN INVESTMENT ADVISER LLC

BABCOCK & BROWN INVESTMENT ADVISER LLC of SAN FRANCISCO, CA is an SEC-registered investment adviser.

## Registration

- CRD: 113909
- Type: SEC-registered investment adviser
- SEC file number: 801-60431
- Location: 2 HARRISON STREET, 6TH FLOOR, SAN FRANCISCO, CA, 94105
- Phone: 415-512-1515
- Latest filing: 2008-02-05
- Regulatory AUM: $34.0M
- Discretionary AUM: $34.0M
- Clients: 1
- Accounts: 6

## Officers, owners & control persons (12)

| Name | Role | Location |
| --- | --- | --- |
| [DIXON STEVEN JOHN](https://search.stillhousedata.com/person/732719) | PRESIDENT; VICE PRESIDENT | — |
| [HITCHINGS NANCY JEAN](https://search.stillhousedata.com/person/748247) | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT; VICE PRESIDENT; VICE PRESIDENT, CCO | — |
| [LACHOWICZ TED ANTHONY](https://search.stillhousedata.com/person/748248) | VICE PRESIDENT; VICE PRESIDENT, SECRETARY | — |
| [JAWORSKI JAMES DAVID](https://search.stillhousedata.com/person/748249) | VICE PRESIDENT, TREASURER | — |
| [BRICKMAN DANIEL JACOB](https://search.stillhousedata.com/person/748250) | PRESIDENT; VICE PRESIDENT | — |
| [HALL JUDITH ANN](https://search.stillhousedata.com/person/748251) | VICE PRESIDENT | — |
| [HAYNES MICHAEL ALAN](https://search.stillhousedata.com/person/748252) | VICE PRESIDENT | — |
| [FAGERSTROM KAREN RUTH](https://search.stillhousedata.com/person/748253) | VICE PRESIDENT, SECRETARY | — |
| [SCHOLES JAN BLAUSTEIN](https://search.stillhousedata.com/person/767852) | VICE PRESIDENT, SECRETARY | — |
| [CRANE DAVID GREENCLAY](https://search.stillhousedata.com/person/802681) | PRESIDENT; PRESIDENT, TREASURER | — |
| [MCGONAGLE THOMAS GEORGE](https://search.stillhousedata.com/person/802682) | VICE PRESIDENT | — |
| [EILERS MATTHEW ROBERT](https://search.stillhousedata.com/person/802834) | VICE PRESIDENT | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/113909/brochure
- Similar advisers: https://search.stillhousedata.com/firm/113909/similar
- Related entities: https://search.stillhousedata.com/firm/113909/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/113909

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.