# HILLSPRING FINANCIAL, INC.

HILLSPRING FINANCIAL, INC. of SURPRISE, AZ is an SEC-registered investment adviser.

## Registration

- CRD: 113938
- Type: SEC-registered investment adviser
- SEC file number: 801-130993
- Location: 12213 W. BELL ROAD, SUITE 209, SURPRISE, AZ, 85378
- Phone: 623-583-6141
- Latest filing: 2026-03-13
- Regulatory AUM: $186.0M
- Discretionary AUM: $186.0M
- Clients: 4
- Accounts: 652

## Business model

- Compensation: % of AUM, Hourly, Fixed, Other
- Clients served: Individuals, High net worth, Pensions, Charities

## Officers, owners & control persons (5)

| Name | Role | Location |
| --- | --- | --- |
| Kent Garry Forsey | PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| SMITH MAX WAYNE | CHAIRMAN; CHAIRMAN / CHIEF COMPLIANCE OFFICER; CHAIRMAN/CHIEF COMPLIANCE OFFICER | — |
| SMITH TUCKER MAX | PRESIDENT; PRESIDENT/ CHIEF COMPLIANCE OFFICER | — |
| MAGEE LANA D | CHIEF FINANCIAL OFFICER | — |
| FORSEY KENT GARRY | PRESIDENT/CHIEF COMPLIANCE OFFICER; SR. VICE PRESIDENT | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/113938/brochure
- Similar advisers: https://search.stillhousedata.com/firm/113938/similar
- Related entities: https://search.stillhousedata.com/firm/113938/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/113938

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.