# PEAK INVESTMENT ADVISORS, INC.

PEAK INVESTMENT ADVISORS, INC. of COLORADO SPRINGS, CO is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 113967
- Type: SEC-registered investment adviser
- SEC file number: 801-130549
- Location: 5825 DELMONICO DRIVE, SUITE 310, COLORADO SPRINGS, CO, 80919
- Phone: 719-260-6475
- Latest filing: 2026-03-25
- Regulatory AUM: $234.6M
- Discretionary AUM: $152.9M
- Non-discretionary AUM: $81.7M
- Clients: 2
- Accounts: 195

## Business model

- Compensation: % of AUM, Hourly
- Clients served: Individuals, High net worth, Other

## Officers, owners & control persons (5)

| Name | Role | Location |
| --- | --- | --- |
| Richard Allan Mueller | CEO, CCO, CFO, COO, CLO | — |
| Lisa Anne Mueller | OWNER | — |
| MUELLER RICHARD ALLAN | CEO, CCO, CFO, COO, CLO | — |
| MUELLER LISA ANNE | OWNER | — |
| MUELLER RICHARD | PRESIDENT AND CHIEF COMPLIANCE OFFICER | — |


## Disclosures (2)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2019-11-21 | regulatory | FIRM FAILED TO TIMELY FILE THE FIRM'S ANNUAL UPDATING AMENDMENT AND DID NOT FILE AN UPDATED FORM ADV PART 2 BROCHURE. FIRM FAILED TO PROVIDE CLIENTS WITH THE FORM ADV PART 2 BROCHURE. FIRM DID NOT MAINTAIN REQUIRED WRITTEN SUPERVISORY PROCEDURES AND OPERATED A POOLED INVESTMENT VEHICLE WITHOUT A SEC… | Final | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/113967/brochure
- Similar advisers: https://search.stillhousedata.com/firm/113967/similar
- Related entities: https://search.stillhousedata.com/firm/113967/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/113967

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.