# HOTCHKISS ASSOCIATES LLC

HOTCHKISS ASSOCIATES LLC of CHICAGO, IL is an SEC-registered investment adviser.

## Registration

- CRD: 114048
- Type: SEC-registered investment adviser
- SEC file number: 801-60440
- Location: 303 W. MADISON STREET - SUITE 1050, CHICAGO, IL, 60606-3387
- Phone: 312-368-4633
- Latest filing: 2009-10-08
- Regulatory AUM: $364.1M
- Discretionary AUM: $147.1M
- Non-discretionary AUM: $217.1M
- Clients: 6
- Accounts: 89

## Officers, owners & control persons (12)

| Name | Role | Location |
| --- | --- | --- |
| WESTMAN CARYN LEE | CORPORATE SECRETARY/SENIOR VICE PRESIDENT - ENTERPRISE RISK MANAGEMENT | — |
| MERRITT JOHN BABSON | CLASS B AND C INTERESTHOLDER; CLASS C INTERESTHOLDER; DIRECTOR AND VICE PRESIDENT; CLASS B AND C INTERESTHOLDER (+1 more) | — |
| HOTCHKISS JAMES KENNAN | CHAIRMAN AND DIRECTOR; DIRECTOR; FOUNDER; CLASS C INTERESTHOLDER | — |
| CREGAN JOHN FRANCIS | MANAGING DIRECTOR; CLASS A NON-VOTING MEMBERSHIP INTEREST; PRESIDENT AND CHIEF EXECUTIVE OFFICER; CHIEF COMPLIANCE OFFICER; CLASS B AND C INTERESTHOLDER; PRESIDENT AND CHIEF EXECUTIVE OFFICER; CHIEF COMPLIANCE OFFICER; CLASS C INTERESTHOLDER (+2 more) | — |
| STUART ALEXANDER DOUGLAS | DIRECTOR; CLASS C INTERESTHOLDER | — |
| BRETHAUER KAREN LOU | MANAGING DIRECTOR; VICE PRESIDENT; CLASS B INTERESTHOLDER | — |
| MERKLE ROBERT JOHN | DIRECTOR; CLASS B INTERESTHOLDER; VICE PRESIDENT; CLASS B INTERESTHOLDER | — |
| MARRINGA JAKOB WILLIAM | MANAGING DIRECTOR; VICE PRESIDENT; CLASS B INTERESTHOLDER | — |
| ROTH RALPH LAWRENCE | CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER, DIRECTOR | — |
| HERMAN MICHAEL ANSON | CHIEF COMPLIANCE OFFICER | — |
| DURAN JOSEPH JOHN | CHIEF EXECUTIVE OFFICER, DIRECTOR | — |
| LIEBMAN MARC ALLAN | VICE PRESIDENT; CLASS B INTERESTHOLDER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/114048/brochure
- Similar advisers: https://search.stillhousedata.com/firm/114048/similar
- Related entities: https://search.stillhousedata.com/firm/114048/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/114048

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.