# JULIUS BAER SECURITIES INC.

JULIUS BAER SECURITIES INC. of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 1141
- Type: SEC-registered investment adviser
- SEC file number: 801-13397
- Location: 330 MADISON AVE, NEW YORK, NY, 10017
- Phone: 212-297-3800
- Latest filing: 2004-08-31
- Regulatory AUM: $375.0M
- Non-discretionary AUM: $375.0M
- Clients: 11
- Accounts: 27

## Officers, owners & control persons (30)

_Showing 25 of 30 people._

| Name | Role | Location |
| --- | --- | --- |
| BOCXE HENDRICUS FRANCISCO | FIRST VICE PRESIDENT; VICE PRESIDENT | — |
| QUAIN MICHAEL KEVIN | FIRST VICE PRESIDENT; VICE PRESIDENT | — |
| HARTE FRANCIS MICHAEL | SENIOR VICE PRESIDENT | — |
| CLAPP EDWARD ARCHER | FIRST VICE PRESIDENT; FIRST VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| MILLER HOLLY HYLTON | FIRST VICE PRESIDENT | — |
| REYNOLDS STEVEN GEORGE | FIRST VICE PRESIDENT | — |
| BIRNHOLZ FRANCOISE MIREILLE | SENIOR VICE PRESIDENT | — |
| FUSINA ALESSANDRO EUGENIO | DIRECTOR | — |
| SPILKO BERNARD | MANAGING DIRECTOR | — |
| CIRIELLO PHILIP THOMAS | SENIOR VICE PRESIDENT | — |
| SANTIAGO HECTOR LUIS JR | FIRST VICE PRESIDENT; VICE PRESIDENT | — |
| BAER MICHAEL PHILIP | CHAIRMAN; DIRECTOR | — |
| NATHAN PAUL HERIBERTO | SENIOR VICE PRESIDENT | — |
| PIUSSAN BENOIT RENE | SENIOR VICE PRESIDENT | — |
| HUBER HANSRUEDI | SENIOR VICE PRESIDENT | — |
| REYES MANUEL JOHN | FIRST VICE PRESIDENT | — |
| GAROFALO GARY GERARD | VICE PRESIDENT | — |
| KNABENHANSWALTERGEORGE KNABENHANSWALTERGEORGE | CHAIRMAN | — |
| VUKOTICMICHEL VUKOTICMICHEL | DIRECTOR | — |
| GALLO CONO | VICE PRESIDENT | — |
| VUKOTIC MICHEL | DIRECTOR | — |
| MICHEL ARNAUD PIERRE | DIRECTOR | — |
| METZGER THOMAS ANDREAS | FIRST VICE PRESIDENT; SENIOR VICE PRESIDENT | — |
| REINMUTH PETER KLAUS | PORTFOLIO MANAGER | — |
| WUERGLER HANSRUEDI | FIRST VICE PRESIDENT/CHIEF RISK MANAGER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/1141/brochure
- Similar advisers: https://search.stillhousedata.com/firm/1141/similar
- Related entities: https://search.stillhousedata.com/firm/1141/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/1141

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.